UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$948M |
| 2 |
Snowflake
SNOW
|
+$542M |
| 3 |
Sea Limited
SE
|
+$501M |
| 4 |
Procter & Gamble
PG
|
+$491M |
| 5 |
Snap
SNAP
|
+$403M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$434M |
| 2 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$350M |
| 3 |
Lowe's Companies
LOW
|
+$215M |
| 4 |
Applied Materials
AMAT
|
+$186M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.21% |
| 2 | Healthcare | 13.25% |
| 3 | Financials | 13.07% |
| 4 | Consumer Discretionary | 12.28% |
| 5 | Communication Services | 10.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
BlackLine
BL
$1.72B
| $7.15M | ﹤0.01% |
60,559
-480
| -0.8% | -$55.1K |
|
|
UMPQ
1177
DELISTED
Umpqua Holdings Corp
UMPQ
| $7.07M | ﹤0.01% |
349,321
+21,971
| +7% | +$421K |
|
|
NXRT
1178
NexPoint Residential Trust
NXRT
$652M
| $7.05M | ﹤0.01% |
113,989
+28,813
| +34% | +$1.75M |
|
|
SAGE
1179
DELISTED
Sage Therapeutics
SAGE
| $7.01M | ﹤0.01% |
158,132
+394
| +0.2% | +$18.1K |
|
1180
First Hawaiian
FHB
$3.35B
| $6.99M | ﹤0.01% |
238,274
-15,499
| -6% | -$431K |
|
1181
Hain Celestial
HAIN
$53.7M
| $6.98M | ﹤0.01% |
163,210
+10,960
| +7% | +$434K |
|
1182
Choice Hotels
CHH
$4.8B
| $6.96M | ﹤0.01% |
55,095
-862
| -2% | -$103K |
|
|
BZUN
1183
Baozun
BZUN
$172M
| $6.92M | ﹤0.01% |
394,477
+15,207
| +4% | +$374K |
|
|
SVC
1184
Service Properties Trust
SVC
$1.07B
| $6.9M | ﹤0.01% |
123,117
-3,679
| -3% | -$209K |
|
|
KC
1185
Kingsoft Cloud Holdings
KC
$3.69B
| $6.9M | ﹤0.01% |
243,645
+23,448
| +11% | +$696K |
|
1186
Banco Santander Chile
BSAC
$16.6B
| $6.87M | ﹤0.01% |
347,691
+173,379
| +99% | +$3.41M |
|
1187
Novanta
NOVT
$6.29B
| $6.87M | ﹤0.01% |
44,479
+1,448
| +3% | +$211K |
|
|
OMIC
1188
DELISTED
Singular Genomics Systems, Inc. Common Stock
OMIC
| $6.82M | ﹤0.01% |
20,328
+3,119
| +18% | +$1.6M |
|
1189
Texas Roadhouse
TXRH
$13.7B
| $6.8M | ﹤0.01% |
74,452
+211
| +0.3% | +$19.7K |
|
|
MNDT
1190
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $6.79M | ﹤0.01% |
381,471
-52,233
| -12% | -$991K |
|
1191
Coty
COTY
$2.48B
| $6.79M | ﹤0.01% |
863,259
-51,315
| -6% | -$439K |
|
1192
SPS Commerce
SPSC
$2.64B
| $6.77M | ﹤0.01% |
41,998
-1,063
| -2% | -$131K |
|
1193
Compañía de Minas Buenaventura
BVN
$8.67B
| $6.77M | ﹤0.01% |
1,001,932
+9,808
| +1% | +$75.6K |
|
1194
Exponent
EXPO
$3.24B
| $6.72M | ﹤0.01% |
59,433
-415
| -0.7% | -$44.8K |
|
|
APLS
1195
DELISTED
Apellis Pharmaceuticals
APLS
| $6.72M | ﹤0.01% |
203,990
-8,525
| -4% | -$479K |
|
1196
Semtech
SMTC
$13B
| $6.72M | ﹤0.01% |
86,181
+3,968
| +5% | +$272K |
|
|
ILPT
1197
Industrial Logistics Properties Trust
ILPT
$586M
| $6.7M | ﹤0.01% |
263,726
+26,704
| +11% | +$713K |
|
|
CSR
1198
Centerspace
CSR
$952M
| $6.67M | ﹤0.01% |
70,584
-236
| -0.3% | -$22.2K |
|
1199
Under Armour
UAA
$2.6B
| $6.67M | ﹤0.01% |
330,420
+16,459
| +5% | +$364K |
|
|
DRNA
1200
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
| $6.66M | ﹤0.01% |
330,528
-10,203
| -3% | -$282K |
|
Similar funds
UBS AM's Q3 2021 Portfolio in Review
As of Q3 2021, UBS AM held 2,809 positions worth $241B, up 3.2% from $234B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM deployed $8.13B of net new capital in Q3 2021, opening 56 new positions and adding to 1,358 existing holdings. Its largest new stake was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Infosys, an estimated $434M trimmed.
- UBS AM's largest Q3 2021 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
- UBS AM added most to Microsoft in Q3 2021, an estimated $948M increase.
- UBS AM's biggest Q3 2021 reduction was Infosys, cutting an estimated $434M.
- UBS AM fully exited Vanguard Short-Term Treasury ETF in Q3 2021, selling an estimated $350M.
- UBS AM's ten largest holdings make up 22% of its $241B portfolio in Q3 2021.
- UBS AM opened 56 new positions and closed 62 in Q3 2021.
- UBS AM's portfolio value rose 3.2% quarter-over-quarter to $241B.
Based on UBS AM's 13F filing for Q3 2021, filed 15 Nov 2021.