UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
B2Gold
BTG
$5.13B
| $3.62M | ﹤0.01% |
1,167,751
+65,106
| +6% | +$176K |
|
|
AAT
1177
American Assets Trust
AAT
$1.47B
| $3.59M | ﹤0.01% |
93,993
+8,827
| +10% | +$347K |
|
1178
Alaska Air
ALK
$5.6B
| $3.58M | ﹤0.01% |
48,742
-10,507
| -18% | -$747K |
|
1179
Edgewell Personal Care
EPC
$1.27B
| $3.56M | ﹤0.01% |
59,946
+8,626
| +17% | +$543K |
|
1180
Genworth Financial
GNW
$3.76B
| $3.54M | ﹤0.01% |
1,139,264
+56,085
| +5% | +$194K |
|
1181
POSCO
PKX
$16B
| $3.52M | ﹤0.01% |
45,100
-5,700
| -11% | -$421K |
|
1182
Bank of Hawaii
BOH
$3.16B
| $3.51M | ﹤0.01% |
40,959
-2,458
| -6% | -$205K |
|
1183
Kosmos Energy
KOS
$1.51B
| $3.51M | ﹤0.01% |
512,151
-1,211,516
| -70% | -$9.23M |
|
1184
Sprouts Farmers Market
SFM
$8.28B
| $3.5M | ﹤0.01% |
143,711
+4,572
| +3% | +$96.9K |
|
1185
Outfront Media
OUT
$5.61B
| $3.48M | ﹤0.01% |
152,199
+6,462
| +4% | +$151K |
|
1186
CNO Financial Group
CNO
$5.12B
| $3.47M | ﹤0.01% |
140,598
+6,105
| +5% | +$149K |
|
1187
New Jersey Resources
NJR
$5.86B
| $3.45M | ﹤0.01% |
85,886
+5,151
| +6% | +$221K |
|
|
PVG
1188
DELISTED
PRETIUM RESOURCES INC.
PVG
| $3.45M | ﹤0.01% |
301,253
+21,518
| +8% | +$234K |
|
1189
Prosperity Bancshares
PB
$9.02B
| $3.45M | ﹤0.01% |
49,204
-1,458
| -3% | -$97.4K |
|
|
ECHO
1190
EchoStar
ECHO
$24.9B
| $3.42M | ﹤0.01% |
70,423
+1,935
| +3% | +$89.9K |
|
|
ESV
1191
DELISTED
Ensco Rowan plc
ESV
| $3.42M | ﹤0.01% |
144,571
+36,977
| +34% | +$819K |
|
|
TRCO
1192
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
| $3.41M | ﹤0.01% |
80,333
+1,051
| +1% | +$43.3K |
|
|
TWO
1193
Two Harbors Investment
TWO
$1.27B
| $3.41M | ﹤0.01% |
52,417
+2,038
| +4% | +$143K |
|
1194
Spire
SR
$4.73B
| $3.4M | ﹤0.01% |
45,190
+3,256
| +8% | +$253K |
|
|
UMPQ
1195
DELISTED
Umpqua Holdings Corp
UMPQ
| $3.4M | ﹤0.01% |
163,268
+1,093
| +0.7% | +$22.6K |
|
1196
FNB Corp
FNB
$6.83B
| $3.39M | ﹤0.01% |
245,341
+16,961
| +7% | +$233K |
|
|
OA
1197
DELISTED
Orbital ATK, Inc.
OA
| $3.39M | ﹤0.01% |
25,753
+2,024
| +9% | +$269K |
|
1198
Bruker
BRKR
$9.79B
| $3.38M | ﹤0.01% |
98,571
+3,262
| +3% | +$107K |
|
|
WCC
1199
WESCO International
WCC
$17.6B
| $3.38M | ﹤0.01% |
49,639
+1,613
| +3% | +$101K |
|
1200
Chord Energy
CHRD
$7.84B
| $3.37M | ﹤0.01% |
400,980
+15,601
| +4% | +$144K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.