UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PACW
1151
DELISTED
PacWest Bancorp
PACW
| $7.07M | ﹤0.01% |
185,223
-44,521
| -19% | -$1.56M |
|
1152
Spire
SR
$4.85B
| $7.03M | ﹤0.01% |
95,133
+53
| +0.1% | +$3.54K |
|
1153
Bank of Hawaii
BOH
$3.13B
| $7M | ﹤0.01% |
78,222
-1,766
| -2% | -$154K |
|
1154
Carter's
CRI
$1.47B
| $6.98M | ﹤0.01% |
78,497
-2,816
| -3% | -$260K |
|
1155
Under Armour
UAA
$2.6B
| $6.95M | ﹤0.01% |
314,735
-6,579
| -2% | -$137K |
|
1156
ICU Medical
ICUI
$4.61B
| $6.95M | ﹤0.01% |
33,813
+87
| +0.3% | +$18.4K |
|
1157
ACV Auctions
ACVA
$1.3B
| $6.92M | ﹤0.01% |
+200,000
| New | +$6.4M |
|
1158
First Financial Bankshares
FFIN
$4.97B
| $6.88M | ﹤0.01% |
147,298
-4,517
| -3% | -$197K |
|
1159
Coherent
COHR
$74.2B
| $6.88M | ﹤0.01% |
100,602
-2,540
| -2% | -$208K |
|
1160
Freshpet
FRPT
$3.22B
| $6.88M | ﹤0.01% |
43,293
+6,671
| +18% | +$1.01M |
|
1161
National Fuel Gas
NFG
$7.65B
| $6.87M | ﹤0.01% |
137,471
-6,458
| -4% | -$293K |
|
1162
Acadia Healthcare
ACHC
$2.94B
| $6.82M | ﹤0.01% |
119,429
-14,178
| -11% | -$767K |
|
1163
Enovis
ENOV
$1.53B
| $6.82M | ﹤0.01% |
90,692
+11,049
| +14% | +$810K |
|
1164
SouthState Bank Corp
SSB
$10.5B
| $6.79M | ﹤0.01% |
86,430
-1,307
| -1% | -$105K |
|
1165
Ziff Davis
ZD
$1.98B
| $6.77M | ﹤0.01% |
64,942
-2,273
| -3% | -$214K |
|
|
SUMO
1166
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
| $6.75M | ﹤0.01% |
358,082
+12,757
| +4% | +$373K |
|
|
VRE
1167
DELISTED
Veris Residential
VRE
| $6.74M | ﹤0.01% |
435,198
+3,300
| +0.8% | +$46.6K |
|
1168
Wintrust Financial
WTFC
$10.7B
| $6.71M | ﹤0.01% |
88,464
-865
| -1% | -$61.8K |
|
1169
Wendy's
WEN
$1.46B
| $6.68M | ﹤0.01% |
329,783
-450,674
| -58% | -$9.36M |
|
1170
Dianthus Therapeutics
DNTH
$6.09B
| $6.64M | ﹤0.01% |
35,075
+221
| +0.6% | +$37.2K |
|
1171
American Eagle Outfitters
AEO
$3.01B
| $6.64M | ﹤0.01% |
227,221
+626
| +0.3% | +$16K |
|
|
OPI
1172
DELISTED
Office Properties Income Trust
OPI
| $6.63M | ﹤0.01% |
241,083
+4,700
| +2% | +$122K |
|
|
ERUS
1173
DELISTED
iShares MSCI Russia ETF
ERUS
| $6.63M | ﹤0.01% |
167,999
| – | – |
|
1174
KBR
KBR
$4.8B
| $6.62M | ﹤0.01% |
172,471
-13,172
| -7% | -$420K |
|
1175
AXIS Capital
AXS
$7.55B
| $6.61M | ﹤0.01% |
133,277
-5,886
| -4% | -$295K |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.