UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$190M |
| 2 |
Alibaba
BABA
|
+$147M |
| 3 |
Walt Disney
DIS
|
+$138M |
| 4 |
Analog Devices
ADI
|
+$130M |
| 5 |
Merck
MRK
|
+$127M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$180M |
| 2 |
PepsiCo
PEP
|
+$150M |
| 3 |
Lincoln National
LNC
|
+$139M |
| 4 |
Accenture
ACN
|
+$117M |
| 5 |
McDonald's
MCD
|
+$96.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.64% |
| 2 | Financials | 14.72% |
| 3 | Healthcare | 13.96% |
| 4 | Consumer Discretionary | 10.11% |
| 5 | Communication Services | 9.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
RLI Corp
RLI
$5.66B
| $2.83M | ﹤0.01% |
94,360
+12,140
| +15% | +$360K |
|
1152
Carter's
CRI
$1.45B
| $2.82M | ﹤0.01% |
31,443
+4,097
| +15% | +$353K |
|
1153
Bank of Hawaii
BOH
$3.21B
| $2.81M | ﹤0.01% |
34,157
+5,421
| +19% | +$461K |
|
1154
CNO Financial Group
CNO
$5.12B
| $2.81M | ﹤0.01% |
136,853
+17,667
| +15% | +$354K |
|
1155
Live Nation Entertainment
LYV
$42.9B
| $2.8M | ﹤0.01% |
92,094
-83,477
| -48% | -$2.39M |
|
|
AL
1156
DELISTED
Air Lease Corp
AL
| $2.79M | ﹤0.01% |
71,921
+10,662
| +17% | +$401K |
|
1157
Sanofi
SNY
$103B
| $2.78M | ﹤0.01% |
61,516
-4,399
| -7% | -$187K |
|
1158
Banco de Chile
BCH
$21B
| $2.78M | ﹤0.01% |
121,324
| – | – |
|
|
DNKN
1159
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $2.78M | ﹤0.01% |
50,831
+5,575
| +12% | +$299K |
|
1160
Associated Banc-Corp
ASB
$6.01B
| $2.77M | ﹤0.01% |
113,463
+13,132
| +13% | +$330K |
|
1161
Cabot Corp
CBT
$4.16B
| $2.77M | ﹤0.01% |
46,181
+4,142
| +10% | +$236K |
|
|
UMPQ
1162
DELISTED
Umpqua Holdings Corp
UMPQ
| $2.77M | ﹤0.01% |
155,885
+30,569
| +24% | +$562K |
|
|
JNCE
1163
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
| $2.76M | ﹤0.01% |
+125,560
| New | +$2.66M |
|
1164
Tetra Tech
TTEK
$8.94B
| $2.76M | ﹤0.01% |
337,735
+38,245
| +13% | +$317K |
|
1165
XPO
XPO
$23.6B
| $2.75M | ﹤0.01% |
166,238
+42,952
| +35% | +$701K |
|
|
CHSP
1166
DELISTED
Chesapeake Lodging Trust
CHSP
| $2.75M | ﹤0.01% |
114,856
+21,403
| +23% | +$531K |
|
1167
Alaska Air
ALK
$5.85B
| $2.75M | ﹤0.01% |
29,814
-336
| -1% | -$31.8K |
|
|
COHR
1168
DELISTED
Coherent Inc
COHR
| $2.75M | ﹤0.01% |
13,362
+2,058
| +18% | +$360K |
|
|
MDR
1169
DELISTED
McDermott International
MDR
| $2.75M | ﹤0.01% |
135,574
-14,238
| -10% | -$314K |
|
|
AFSI
1170
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $2.74M | ﹤0.01% |
148,576
-219,494
| -60% | -$5.35M |
|
1171
Royal Gold
RGLD
$17.5B
| $2.73M | ﹤0.01% |
39,017
+7,001
| +22% | +$475K |
|
1172
Western Alliance Bancorporation
WAL
$9.29B
| $2.73M | ﹤0.01% |
55,550
+9,992
| +22% | +$500K |
|
|
YDKG
1173
Yueda Digital Holding
YDKG
$5.92M
| $2.72M | ﹤0.01% |
494
| – | – |
|
|
AHL
1174
DELISTED
ASPEN Insurance Holding Limited
AHL
| $2.72M | ﹤0.01% |
52,189
+4,734
| +10% | +$262K |
|
|
PRA
1175
DELISTED
ProAssurance
PRA
| $2.71M | ﹤0.01% |
44,995
+5,574
| +14% | +$320K |
|
Similar funds
UBS AM's Q1 2017 Portfolio in Review
As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
- UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
- UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
- UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
- UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
- UBS AM opened 150 new positions and closed 208 in Q1 2017.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.
Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.