UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
Olin
OLN
$2.14B
| $3.03M | ﹤0.01% |
147,802
-1,339
| -0.9% | -$28.8K |
|
1152
Veeva Systems
VEEV
$35.4B
| $3.03M | ﹤0.01% |
73,421
+7,252
| +11% | +$281K |
|
|
SIR
1153
DELISTED
SELECT INCOME REIT
SIR
| $3.02M | ﹤0.01% |
255,469
+6,311
| +3% | +$75K |
|
1154
Bank of Hawaii
BOH
$3.12B
| $3.02M | ﹤0.01% |
41,540
+1,400
| +3% | +$98.2K |
|
1155
Energizer
ENR
$1.48B
| $3.01M | ﹤0.01% |
60,328
+2,300
| +4% | +$113K |
|
|
ACH
1156
Accendra Health
ACH
$224M
| $3.01M | ﹤0.01% |
86,582
+27,467
| +46% | +$962K |
|
1157
Gentherm
THRM
$1.24B
| $3M | ﹤0.01% |
95,497
-19,351
| -17% | -$640K |
|
|
CONE
1158
DELISTED
CyrusOne Inc Common Stock
CONE
| $3M | ﹤0.01% |
63,072
+1,592
| +3% | +$82.3K |
|
1159
Western Alliance Bancorporation
WAL
$8.87B
| $2.98M | ﹤0.01% |
79,317
+5,232
| +7% | +$186K |
|
1160
Curtiss-Wright
CW
$26.4B
| $2.96M | ﹤0.01% |
32,496
+983
| +3% | +$86.5K |
|
1161
iShares MSCI EAFE ETF
EFA
$79.4B
| $2.96M | ﹤0.01% |
49,982
-220,577
| -82% | -$12.8M |
|
1162
Prosperity Bancshares
PB
$8.88B
| $2.95M | ﹤0.01% |
53,814
+2,234
| +4% | +$118K |
|
|
RICE
1163
DELISTED
Rice Energy Inc.
RICE
| $2.95M | ﹤0.01% |
112,992
+22,106
| +24% | +$549K |
|
|
INVX
1164
Innovex International
INVX
$2.15B
| $2.94M | ﹤0.01% |
52,781
+3,086
| +6% | +$172K |
|
|
CLGX
1165
DELISTED
Corelogic, Inc.
CLGX
| $2.94M | ﹤0.01% |
74,997
-230
| -0.3% | -$9.17K |
|
1166
Nutanix
NTNX
$16.3B
| $2.92M | ﹤0.01% |
+79,075
| New | +$2.93M |
|
|
WCC
1167
WESCO International
WCC
$18.1B
| $2.91M | ﹤0.01% |
47,351
+300
| +0.6% | +$17.2K |
|
1168
ScottsMiracle-Gro
SMG
$3.61B
| $2.91M | ﹤0.01% |
34,925
| – | – |
|
1169
Brinker International
EAT
$9.75B
| $2.9M | ﹤0.01% |
57,537
+512
| +0.9% | +$25.8K |
|
1170
Telephone and Data Systems
TDS
$4.1B
| $2.88M | ﹤0.01% |
105,953
+1,900
| +2% | +$55.4K |
|
1171
Tenet Healthcare
THC
$20.7B
| $2.88M | ﹤0.01% |
127,040
+5,344
| +4% | +$139K |
|
1172
Crane NXT
CXT
$3.13B
| $2.88M | ﹤0.01% |
131,458
+2,007
| +2% | +$43.2K |
|
1173
Spectrum Brands
SPB
$2.03B
| $2.87M | ﹤0.01% |
20,834
+1,615
| +8% | +$206K |
|
|
ESL
1174
DELISTED
Esterline Technologies
ESL
| $2.87M | ﹤0.01% |
37,686
-1,058
| -3% | -$74.3K |
|
|
GOV
1175
DELISTED
Government Properties Income Trust
GOV
| $2.86M | ﹤0.01% |
126,485
+1,234
| +1% | +$28.9K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.