UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AIXG
1151
DELISTED
Aixtron SE
AIXG
| $2.73M | ﹤0.01% |
180,298
+1,116
| +0.6% | +$15K |
|
|
ELME
1152
Elme Communities
ELME
$145M
| $2.72M | ﹤0.01% |
107,247
+200
| +0.2% | +$5.34K |
|
1153
Forum Energy Technologies
FET
$846M
| $2.72M | ﹤0.01% |
4,443
+297
| +7% | +$200K |
|
|
DNKN
1154
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $2.72M | ﹤0.01% |
60,659
| – | – |
|
|
GWR
1155
DELISTED
Genesee & Wyoming Inc.
GWR
| $2.72M | ﹤0.01% |
28,499
| – | – |
|
1156
PTC
PTC
$16B
| $2.72M | ﹤0.01% |
73,596
+6,400
| +10% | +$245K |
|
1157
Jack Henry & Associates
JKHY
$11.2B
| $2.71M | ﹤0.01% |
48,628
| – | – |
|
1158
First Industrial Realty Trust
FR
$8.4B
| $2.7M | ﹤0.01% |
159,952
-5,000
| -3% | -$91.2K |
|
|
SGMO
1159
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $2.7M | ﹤0.01% |
250,298
+10,000
| +4% | +$131K |
|
1160
Teleflex
TFX
$6.15B
| $2.69M | ﹤0.01% |
25,593
| – | – |
|
1161
BWX Technologies
BWXT
$15.3B
| $2.66M | ﹤0.01% |
134,106
-342,650
| -72% | -$7.4M |
|
1162
HUB Group
HUBG
$2.83B
| $2.65M | ﹤0.01% |
130,706
-1,198
| -0.9% | -$27.3K |
|
1163
Palo Alto Networks
PANW
$293B
| $2.65M | ﹤0.01% |
162,000
+9,000
| +6% | +$129K |
|
|
ATHN
1164
DELISTED
Athenahealth, Inc.
ATHN
| $2.65M | ﹤0.01% |
20,099
| – | – |
|
1165
Oshkosh
OSK
$9.47B
| $2.64M | ﹤0.01% |
59,835
+658
| +1% | +$32.7K |
|
1166
Metallus
MTUS
$888M
| $2.64M | ﹤0.01% |
+56,736
| New | +$2.62M |
|
1167
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| – | – |
0
| – | – |
|
1168
Acuity Brands
AYI
$10.7B
| $2.63M | ﹤0.01% |
22,299
+400
| +2% | +$47.1K |
|
1169
NETSCOUT
NTCT
$2.92B
| $2.62M | ﹤0.01% |
57,299
+44,800
| +358% | +$2.01M |
|
1170
Vanguard FTSE All-World ex-US ETF
VEU
$67.8B
| $2.61M | ﹤0.01% |
53,064
-684
| -1% | -$35.4K |
|
|
STRZA
1171
DELISTED
Starz - Series A
STRZA
| $2.59M | ﹤0.01% |
78,427
| – | – |
|
|
FWLT
1172
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
| $2.59M | ﹤0.01% |
81,876
+7,200
| +10% | +$235K |
|
1173
Kite Realty
KRG
$5.35B
| $2.59M | ﹤0.01% |
106,764
+64,899
| +155% | +$1.64M |
|
|
RDC
1174
DELISTED
Rowan Companies Plc
RDC
| $2.59M | ﹤0.01% |
102,198
-82,630
| -45% | -$2.44M |
|
|
AOL
1175
DELISTED
AOL INC COMMON STOCK
AOL
| $2.58M | ﹤0.01% |
57,491
+1,300
| +2% | +$54.2K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.