UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
FNB Corp
FNB
$6.75B
| $5.67M | ﹤0.01% |
491,469
-5,700
| -1% | -$64.4K |
|
1127
Goodyear
GT
$1.85B
| $5.64M | ﹤0.01% |
391,244
-100,512
| -20% | -$1.34M |
|
1128
Trex
TREX
$5.01B
| $5.63M | ﹤0.01% |
123,818
+16,426
| +15% | +$662K |
|
1129
Essential Properties Realty Trust
EPRT
$6.62B
| $5.58M | ﹤0.01% |
243,688
+222,488
| +1,049% | +$4.79M |
|
|
RP
1130
DELISTED
RealPage, Inc.
RP
| $5.58M | ﹤0.01% |
88,768
+8,821
| +11% | +$552K |
|
1131
Western Alliance Bancorporation
WAL
$8.87B
| $5.57M | ﹤0.01% |
120,967
+7,054
| +6% | +$318K |
|
|
GTHX
1132
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
| $5.57M | ﹤0.01% |
244,396
-4,886
| -2% | -$154K |
|
|
TACO
1133
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
| $5.57M | ﹤0.01% |
544,441
-12,964
| -2% | -$150K |
|
1134
Deckers Outdoor
DECK
$13.3B
| $5.56M | ﹤0.01% |
226,302
-44,580
| -16% | -$1.14M |
|
1135
Murphy Oil
MUR
$4.78B
| $5.5M | ﹤0.01% |
248,829
-54,749
| -18% | -$1.18M |
|
|
TXNM
1136
TXNM Energy Inc
TXNM
$5.94B
| $5.48M | ﹤0.01% |
105,224
+5,085
| +5% | +$257K |
|
1137
Kemper
KMPR
$1.68B
| $5.48M | ﹤0.01% |
70,285
+8,992
| +15% | +$718K |
|
|
GRA
1138
DELISTED
W.R. Grace & Co.
GRA
| $5.47M | ﹤0.01% |
81,863
-661
| -0.8% | -$46.3K |
|
|
AL
1139
DELISTED
Air Lease Corp
AL
| $5.44M | ﹤0.01% |
130,021
-1,304
| -1% | -$53.7K |
|
1140
American States Water
AWR
$3.46B
| $5.43M | ﹤0.01% |
60,391
+7,859
| +15% | +$660K |
|
1141
NorthWestern Energy
NWE
$4.43B
| $5.4M | ﹤0.01% |
71,995
+8,231
| +13% | +$594K |
|
|
CRON
1142
Cronos Group
CRON
$1.14B
| $5.4M | ﹤0.01% |
597,423
-81,657
| -12% | -$1.04M |
|
1143
B2Gold
BTG
$6.64B
| $5.39M | ﹤0.01% |
1,654,731
+384,654
| +30% | +$1.3M |
|
1144
Independence Realty Trust
IRT
$4.07B
| $5.39M | ﹤0.01% |
376,358
+95,035
| +34% | +$1.25M |
|
1145
Voyager Therapeutics
VYGR
$201M
| $5.39M | ﹤0.01% |
312,921
+2,839
| +0.9% | +$59.6K |
|
|
JHG
1146
DELISTED
Janus Henderson
JHG
| $5.36M | ﹤0.01% |
238,707
-5,597
| -2% | -$116K |
|
1147
Crane NXT
CXT
$3.07B
| $5.34M | ﹤0.01% |
190,564
+8,343
| +5% | +$233K |
|
|
AAN.A
1148
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $5.34M | ﹤0.01% |
83,024
-101,750
| -55% | -$6.54M |
|
1149
Navient
NAVI
$853M
| $5.33M | ﹤0.01% |
416,176
-56,214
| -12% | -$749K |
|
1150
Allogene Therapeutics
ALLO
$694M
| $5.32M | ﹤0.01% |
195,086
-5,181
| -3% | -$148K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.