UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
National Fuel Gas
NFG
$7.87B
| $4.35M | ﹤0.01% |
79,280
+12,485
| +19% | +$713K |
|
|
NUAN
1127
DELISTED
Nuance Communications, Inc.
NUAN
| $4.32M | ﹤0.01% |
305,436
-660,448
| -68% | -$8.89M |
|
|
CLGX
1128
DELISTED
Corelogic, Inc.
CLGX
| $4.3M | ﹤0.01% |
93,045
+9,625
| +12% | +$445K |
|
1129
MSC Industrial Direct
MSM
$6.98B
| $4.3M | ﹤0.01% |
44,481
-9,389
| -17% | -$785K |
|
|
ESPR
1130
DELISTED
Esperion Therapeutics
ESPR
| $4.3M | ﹤0.01% |
65,294
+25,396
| +64% | +$1.37M |
|
1131
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
| $4.3M | ﹤0.01% |
152,752
+14,568
| +11% | +$411K |
|
1132
Pediatrix Medical
MD
$2.16B
| $4.29M | ﹤0.01% |
80,294
-177,436
| -69% | -$8.37M |
|
1133
Crane NXT
CXT
$3.09B
| $4.28M | ﹤0.01% |
138,071
-5,090
| -4% | -$149K |
|
|
VR
1134
DELISTED
Validus Hold Ltd
VR
| $4.27M | ﹤0.01% |
91,002
-833
| -0.9% | -$41.2K |
|
1135
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.74B
| $4.25M | ﹤0.01% |
154,107
+8,505
| +6% | +$236K |
|
1136
Casey's General Stores
CASY
$31.8B
| $4.25M | ﹤0.01% |
37,933
+4,180
| +12% | +$478K |
|
1137
SLM Corp
SLM
$5.09B
| $4.23M | ﹤0.01% |
374,226
+11,206
| +3% | +$123K |
|
1138
Cinemark Holdings
CNK
$4.39B
| $4.22M | ﹤0.01% |
121,158
-1,180
| -1% | -$41.9K |
|
1139
Exponent
EXPO
$3.31B
| $4.17M | ﹤0.01% |
117,354
+598
| +0.5% | +$22K |
|
1140
DexCom
DXCM
$32.9B
| $4.16M | ﹤0.01% |
290,084
-776,904
| -73% | -$10.1M |
|
|
GOV
1141
DELISTED
Government Properties Income Trust
GOV
| $4.14M | ﹤0.01% |
223,457
+27,624
| +14% | +$515K |
|
1142
FB Financial Corp
FBK
$3.05B
| $4.14M | ﹤0.01% |
98,640
-4,806
| -5% | -$195K |
|
1143
Flowers Foods
FLO
$1.53B
| $4.14M | ﹤0.01% |
214,424
+19,467
| +10% | +$374K |
|
1144
WEX
WEX
$6.38B
| $4.12M | ﹤0.01% |
29,178
+802
| +3% | +$100K |
|
1145
Post Holdings
POST
$4.09B
| $4.1M | ﹤0.01% |
79,118
-21,049
| -21% | -$1.12M |
|
1146
Dolby
DLB
$5.59B
| $4.09M | ﹤0.01% |
65,959
+8,517
| +15% | +$515K |
|
|
COR
1147
DELISTED
Coresite Realty Corporation
COR
| $4.09M | ﹤0.01% |
35,878
+3,617
| +11% | +$412K |
|
1148
Terreno Realty
TRNO
$7.58B
| $4.08M | ﹤0.01% |
116,408
+17,941
| +18% | +$660K |
|
1149
Hain Celestial
HAIN
$45.5M
| $4.01M | ﹤0.01% |
94,481
+2,238
| +2% | +$88.6K |
|
1150
Bio-Techne
TECH
$11.2B
| $3.99M | ﹤0.01% |
123,228
-6,628
| -5% | -$211K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.