UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Hexcel
HXL
$7.9B
| $3.49M | ﹤0.01% |
78,814
+1,700
| +2% | +$74.4K |
|
1102
Diamondrock Hospitality Co
DRH
$2.6B
| $3.46M | ﹤0.01% |
380,419
+7,855
| +2% | +$76.6K |
|
1103
Pitney Bowes
PBI
$2.47B
| $3.44M | ﹤0.01% |
189,752
+6,424
| +4% | +$118K |
|
1104
Guidewire Software
GWRE
$13.2B
| $3.43M | ﹤0.01% |
57,167
+4,573
| +9% | +$282K |
|
1105
Outfront Media
OUT
$5.51B
| $3.41M | ﹤0.01% |
146,388
+6,360
| +5% | +$143K |
|
1106
Hawaiian Electric Industries
HE
$2.15B
| $3.4M | ﹤0.01% |
114,098
+600
| +0.5% | +$18.4K |
|
1107
First Financial Bankshares
FFIN
$5B
| $3.39M | ﹤0.01% |
186,138
+9,294
| +5% | +$163K |
|
|
ALR
1108
DELISTED
Alere Inc
ALR
| $3.39M | ﹤0.01% |
78,397
-229
| -0.3% | -$9.34K |
|
1109
Bio-Techne
TECH
$11.2B
| $3.38M | ﹤0.01% |
123,476
+2,000
| +2% | +$54.9K |
|
1110
WEX
WEX
$6.4B
| $3.36M | ﹤0.01% |
31,112
+500
| +2% | +$49K |
|
1111
Live Nation Entertainment
LYV
$42.3B
| $3.36M | ﹤0.01% |
122,293
+1,400
| +1% | +$36.5K |
|
|
JOY
1112
DELISTED
Joy Global Inc
JOY
| $3.35M | ﹤0.01% |
120,649
+9,037
| +8% | +$240K |
|
|
CAJ
1113
DELISTED
Canon, Inc.
CAJ
| $3.34M | ﹤0.01% |
115,112
-46,208
| -29% | -$1.32M |
|
|
YDKG
1114
Yueda Digital Holding
YDKG
$5.86M
| $3.33M | ﹤0.01% |
494
| – | – |
|
1115
Rayonier
RYN
$6.44B
| $3.33M | ﹤0.01% |
138,288
+1,008
| +0.7% | +$24.6K |
|
1116
Lincoln Electric
LECO
$15.2B
| $3.33M | ﹤0.01% |
53,104
-313,943
| -86% | -$19.5M |
|
1117
Vanguard Real Estate ETF
VNQ
$38.8B
| $3.31M | ﹤0.01% |
38,122
-2,804
| -7% | -$250K |
|
1118
Tetra Tech
TTEK
$8.88B
| $3.3M | ﹤0.01% |
465,680
+5,820
| +1% | +$39.4K |
|
1119
National Fuel Gas
NFG
$7.58B
| $3.29M | ﹤0.01% |
60,908
| – | – |
|
1120
Zebra Technologies
ZBRA
$17.4B
| $3.29M | ﹤0.01% |
47,297
+4,542
| +11% | +$279K |
|
|
DNR
1121
DELISTED
Denbury Resources, Inc.
DNR
| $3.28M | ﹤0.01% |
1,015,514
+42,174
| +4% | +$129K |
|
|
LTC
1122
LTC Properties
LTC
$1.99B
| $3.27M | ﹤0.01% |
62,992
+5,231
| +9% | +$273K |
|
1123
Cabot Corp
CBT
$4.5B
| $3.27M | ﹤0.01% |
62,409
+1,200
| +2% | +$59.4K |
|
|
MSCC
1124
DELISTED
Microsemi Corp
MSCC
| $3.27M | ﹤0.01% |
77,891
+731
| +0.9% | +$28K |
|
|
CEO
1125
DELISTED
CNOOC Limited
CEO
| $3.26M | ﹤0.01% |
+25,800
| New | +$3.16M |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.