UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$948M |
| 2 |
Snowflake
SNOW
|
+$542M |
| 3 |
Sea Limited
SE
|
+$501M |
| 4 |
Procter & Gamble
PG
|
+$491M |
| 5 |
Snap
SNAP
|
+$403M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$434M |
| 2 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$350M |
| 3 |
Lowe's Companies
LOW
|
+$215M |
| 4 |
Applied Materials
AMAT
|
+$186M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.21% |
| 2 | Healthcare | 13.25% |
| 3 | Financials | 13.07% |
| 4 | Consumer Discretionary | 12.28% |
| 5 | Communication Services | 10.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
Acadia Realty Trust
AKR
$2.84B
| $9.18M | ﹤0.01% |
449,552
+16,952
| +4% | +$357K |
|
1077
Woodward
WWD
$21.4B
| $9.11M | ﹤0.01% |
80,470
+92
| +0.1% | +$10.9K |
|
1078
Innovative Industrial Properties
IIPR
$1.72B
| $9.11M | ﹤0.01% |
39,398
-57,619
| -59% | -$13M |
|
1079
Freshpet
FRPT
$3.22B
| $9.1M | ﹤0.01% |
63,798
+6,947
| +12% | +$994K |
|
|
FTCH
1080
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $9.09M | ﹤0.01% |
242,584
+153,025
| +171% | +$6.78M |
|
|
STER
1081
DELISTED
Sterling Check Corp. Common Stock
STER
| $9.09M | ﹤0.01% |
+350,000
| New | +$9.18M |
|
1082
Xencor
XNCR
$1.55B
| $9M | ﹤0.01% |
275,500
-6,296
| -2% | -$207K |
|
1083
AerCap
AER
$23.8B
| $8.99M | ﹤0.01% |
155,439
-23,474
| -13% | -$1.26M |
|
1084
Tanger
SKT
$4.52B
| $8.97M | ﹤0.01% |
550,246
+63,875
| +13% | +$1.11M |
|
|
ARNA
1085
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $8.95M | ﹤0.01% |
150,310
-4,104
| -3% | -$242K |
|
1086
EQT Corp
EQT
$32.3B
| $8.95M | ﹤0.01% |
437,366
-16,606
| -4% | -$321K |
|
1087
Urban Edge Properties
UE
$2.73B
| $8.93M | ﹤0.01% |
487,980
+24,225
| +5% | +$452K |
|
1088
Kite Realty
KRG
$5.36B
| $8.87M | ﹤0.01% |
435,516
-26,069
| -6% | -$529K |
|
|
MNR
1089
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $8.81M | ﹤0.01% |
472,341
-83,210
| -15% | -$1.58M |
|
|
XEC
1090
DELISTED
CIMAREX ENERGY CO
XEC
| $8.81M | ﹤0.01% |
101,006
-67,272
| -40% | -$4.67M |
|
|
STL
1091
DELISTED
Sterling Bancorp
STL
| $8.78M | ﹤0.01% |
351,625
+58,224
| +20% | +$1.32M |
|
1092
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.27B
| $8.76M | ﹤0.01% |
91,061
-45,136
| -33% | -$4.51M |
|
|
PACW
1093
DELISTED
PacWest Bancorp
PACW
| $8.75M | ﹤0.01% |
193,002
+5,574
| +3% | +$231K |
|
|
FORG
1094
DELISTED
ForgeRock, Inc.
FORG
| $8.74M | ﹤0.01% |
+224,400
| New | +$9.43M |
|
1095
Element Solutions
ESI
$9.23B
| $8.69M | ﹤0.01% |
401,001
+34,323
| +9% | +$783K |
|
|
PINC
1096
DELISTED
Premier
PINC
| $8.69M | ﹤0.01% |
224,169
+17,020
| +8% | +$627K |
|
|
NBP
1097
NovaBridge Biosciences American Depositary Shares
NBP
$202M
| $8.68M | ﹤0.01% |
119,804
+12,876
| +12% | +$931K |
|
1098
First Citizens BancShares
FCNCA
$25.3B
| $8.67M | ﹤0.01% |
10,284
+780
| +8% | +$648K |
|
1099
RLX Technology
RLX
$2.46B
| $8.65M | ﹤0.01% |
1,914,267
+1,505,300
| +368% | +$8.18M |
|
1100
Beyond Meat
BYND
$277M
| $8.61M | ﹤0.01% |
81,793
-566
| -0.7% | -$69.2K |
|
Similar funds
UBS AM's Q3 2021 Portfolio in Review
As of Q3 2021, UBS AM held 2,809 positions worth $241B, up 3.2% from $234B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM deployed $8.13B of net new capital in Q3 2021, opening 56 new positions and adding to 1,358 existing holdings. Its largest new stake was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Infosys, an estimated $434M trimmed.
- UBS AM's largest Q3 2021 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
- UBS AM added most to Microsoft in Q3 2021, an estimated $948M increase.
- UBS AM's biggest Q3 2021 reduction was Infosys, cutting an estimated $434M.
- UBS AM fully exited Vanguard Short-Term Treasury ETF in Q3 2021, selling an estimated $350M.
- UBS AM's ten largest holdings make up 22% of its $241B portfolio in Q3 2021.
- UBS AM opened 56 new positions and closed 62 in Q3 2021.
- UBS AM's portfolio value rose 3.2% quarter-over-quarter to $241B.
Based on UBS AM's 13F filing for Q3 2021, filed 15 Nov 2021.