UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JWN
1051
DELISTED
Nordstrom
JWN
| $9.49M | ﹤0.01% |
250,686
-6,078
| -2% | -$225K |
|
|
COHR
1052
DELISTED
Coherent Inc
COHR
| $9.48M | ﹤0.01% |
37,476
+216
| +0.6% | +$48K |
|
1053
Alcoa
AA
$13.2B
| $9.44M | ﹤0.01% |
290,517
-25,520
| -8% | -$646K |
|
1054
Compañía de Minas Buenaventura
BVN
$8.67B
| $9.43M | ﹤0.01% |
940,162
+80,121
| +9% | +$870K |
|
1055
Essential Properties Realty Trust
EPRT
$6.62B
| $9.38M | ﹤0.01% |
410,870
-140,913
| -26% | -$3.15M |
|
1056
Grand Canyon Education
LOPE
$3.98B
| $9.37M | ﹤0.01% |
87,484
+109
| +0.1% | +$10.8K |
|
1057
MSC Industrial Direct
MSM
$6.86B
| $9.27M | ﹤0.01% |
102,744
-1,215
| -1% | -$104K |
|
1058
Builders FirstSource
BLDR
$8.04B
| $9.26M | ﹤0.01% |
199,723
+82,530
| +70% | +$3.51M |
|
|
HARP
1059
DELISTED
Harpoon Therapeutics, Inc. Common Stock
HARP
| $9.26M | ﹤0.01% |
+44,265
| New | +$8.87M |
|
1060
Haemonetics
HAE
$4B
| $9.2M | ﹤0.01% |
82,877
-1,860
| -2% | -$230K |
|
|
XEC
1061
DELISTED
CIMAREX ENERGY CO
XEC
| $9.17M | ﹤0.01% |
154,366
-2,704
| -2% | -$144K |
|
|
PLAN
1062
DELISTED
Anaplan, Inc.
PLAN
| $9.15M | ﹤0.01% |
169,939
-28,422
| -14% | -$1.92M |
|
1063
Helmerich & Payne
HP
$3.71B
| $9.15M | ﹤0.01% |
339,273
-41,247
| -11% | -$1.14M |
|
1064
Kemper
KMPR
$1.68B
| $9.07M | ﹤0.01% |
113,803
+7,464
| +7% | +$575K |
|
|
JOBS
1065
DELISTED
51job Inc
JOBS
| $9.03M | ﹤0.01% |
144,313
+343
| +0.2% | +$22.9K |
|
1066
Macerich
MAC
$6.92B
| $8.98M | ﹤0.01% |
767,290
+2,993
| +0.4% | +$40K |
|
|
QVCGA
1067
DELISTED
QVC Group Inc Series A
QVCGA
| $8.96M | ﹤0.01% |
15,239
-1,744
| -10% | -$1.07M |
|
|
AAT
1068
American Assets Trust
AAT
$1.4B
| $8.94M | ﹤0.01% |
275,631
-4,318
| -2% | -$133K |
|
1069
Idacorp
IDA
$8.2B
| $8.9M | ﹤0.01% |
89,059
-5,273
| -6% | -$482K |
|
1070
Prothena Corp
PRTA
$450M
| $8.86M | ﹤0.01% |
352,527
+316,420
| +876% | +$5.95M |
|
1071
Ryder
R
$10.1B
| $8.83M | ﹤0.01% |
116,744
-5,335
| -4% | -$369K |
|
|
GRUB
1072
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $8.78M | ﹤0.01% |
73,202
+639
| +0.9% | +$88.9K |
|
1073
Morningstar
MORN
$7.53B
| $8.77M | ﹤0.01% |
38,960
+594
| +2% | +$139K |
|
1074
NCR Voyix
VYX
$1.14B
| $8.77M | ﹤0.01% |
376,475
-9,170
| -2% | -$202K |
|
|
DRNA
1075
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
| $8.76M | ﹤0.01% |
342,540
+6,558
| +2% | +$168K |
|
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UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.