UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
Cullen/Frost Bankers
CFR
$10.2B
| $6.9M | ﹤0.01% |
77,917
+4,282
| +6% | +$380K |
|
|
SNV
1052
DELISTED
Synovus
SNV
| $6.89M | ﹤0.01% |
192,775
+2,312
| +1% | +$82.9K |
|
|
NATI
1053
DELISTED
National Instruments Corp
NATI
| $6.89M | ﹤0.01% |
164,072
+16,805
| +11% | +$721K |
|
|
JOBS
1054
DELISTED
51job Inc
JOBS
| $6.89M | ﹤0.01% |
93,056
+16,559
| +22% | +$1.21M |
|
|
GLIBA
1055
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
| $6.88M | ﹤0.01% |
110,822
+9,326
| +9% | +$577K |
|
|
IAA
1056
DELISTED
IAA, Inc. Common Stock
IAA
| $6.82M | ﹤0.01% |
163,336
-9,491
| -5% | -$428K |
|
1057
MKS Inc
MKSI
$20.6B
| $6.81M | ﹤0.01% |
73,825
+3,566
| +5% | +$295K |
|
1058
Lyft
LYFT
$6.63B
| $6.78M | ﹤0.01% |
166,120
+34,057
| +26% | +$1.86M |
|
1059
ORIX
IX
$43.5B
| $6.77M | ﹤0.01% |
450,760
+142,820
| +46% | +$2.14M |
|
1060
First Horizon
FHN
$12.1B
| $6.77M | ﹤0.01% |
417,943
-2,378
| -0.6% | -$37.6K |
|
|
SIEN
1061
DELISTED
Sientra, Inc.
SIEN
| $6.76M | ﹤0.01% |
104,345
+44,357
| +74% | +$2.82M |
|
1062
Howard Hughes
HHH
$4.03B
| $6.75M | ﹤0.01% |
54,622
+2,361
| +5% | +$292K |
|
|
CZR
1063
DELISTED
Caesars Entertainment Corporation
CZR
| $6.73M | ﹤0.01% |
576,988
+9,268
| +2% | +$109K |
|
1064
Enbridge
ENB
$112B
| $6.72M | ﹤0.01% |
191,679
-12,588
| -6% | -$435K |
|
|
BZUN
1065
Baozun
BZUN
$172M
| $6.7M | ﹤0.01% |
157,008
+28,968
| +23% | +$1.38M |
|
|
MIC
1066
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $6.7M | ﹤0.01% |
169,684
-335
| -0.2% | -$13.2K |
|
|
PACW
1067
DELISTED
PacWest Bancorp
PACW
| $6.62M | ﹤0.01% |
182,273
-1,998
| -1% | -$72.2K |
|
1068
Nexstar Media Group
NXST
$5.97B
| $6.62M | ﹤0.01% |
64,698
+7,941
| +14% | +$803K |
|
1069
Lincoln Electric
LECO
$15.4B
| $6.62M | ﹤0.01% |
76,264
+282
| +0.4% | +$23.7K |
|
|
LTC
1070
LTC Properties
LTC
$2.15B
| $6.61M | ﹤0.01% |
128,986
+12,624
| +11% | +$609K |
|
1071
Huntsman Corp
HUN
$1.77B
| $6.6M | ﹤0.01% |
283,667
-19,472
| -6% | -$402K |
|
|
GRP.U
1072
DELISTED
Granite Real Estate Investment Trust
GRP.U
| $6.57M | ﹤0.01% |
135,517
+43,798
| +48% | +$2.07M |
|
1073
TD Synnex
SNX
$20.2B
| $6.53M | ﹤0.01% |
115,658
+11,558
| +11% | +$539K |
|
1074
Portland General Electric
POR
$5.77B
| $6.51M | ﹤0.01% |
115,472
+4,655
| +4% | +$259K |
|
1075
Infosys
INFY
$50.7B
| $6.48M | ﹤0.01% |
570,100
+9,200
| +2% | +$104K |
|
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UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.