UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CBAY
1051
DELISTED
Cymabay Therapeutics
CBAY
| $5.42M | ﹤0.01% |
+589,490
| New | +$5.04M |
|
|
PACW
1052
DELISTED
PacWest Bancorp
PACW
| $5.42M | ﹤0.01% |
107,461
+2,684
| +3% | +$128K |
|
|
MASI
1053
DELISTED
Masimo
MASI
| $5.39M | ﹤0.01% |
63,588
+6,711
| +12% | +$582K |
|
|
BMS
1054
DELISTED
Bemis
BMS
| $5.35M | ﹤0.01% |
112,030
+18,864
| +20% | +$872K |
|
1055
LXP Industrial Trust
LXP
$3.56B
| $5.31M | ﹤0.01% |
110,138
+15,191
| +16% | +$781K |
|
1056
Pool Corp
POOL
$7.11B
| $5.31M | ﹤0.01% |
40,981
-3,811
| -9% | -$463K |
|
1057
Vanguard Real Estate ETF
VNQ
$39.3B
| $5.3M | ﹤0.01% |
63,894
-71,580
| -53% | -$6M |
|
1058
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.9B
| $5.27M | ﹤0.01% |
47,866
-26,093
| -35% | -$2.89M |
|
1059
Hanover Insurance
THG
$8.09B
| $5.27M | ﹤0.01% |
48,759
+5,191
| +12% | +$536K |
|
1060
Graphic Packaging
GPK
$3.36B
| $5.25M | ﹤0.01% |
339,694
+45,581
| +15% | +$686K |
|
|
HRC
1061
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $5.23M | ﹤0.01% |
62,088
-2,770
| -4% | -$224K |
|
|
RETA
1062
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
| $5.21M | ﹤0.01% |
183,997
-2,793
| -1% | -$77.9K |
|
|
HTZ
1063
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $5.21M | ﹤0.01% |
271,326
+23,448
| +9% | +$453K |
|
1064
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
| $5.2M | ﹤0.01% |
612,260
-45,898
| -7% | -$391K |
|
1065
Aecom
ACM
$9.61B
| $5.2M | ﹤0.01% |
139,976
+4,316
| +3% | +$157K |
|
|
EGN
1066
DELISTED
Energen
EGN
| $5.18M | ﹤0.01% |
89,979
-44
| -0% | -$2.39K |
|
|
JHG
1067
DELISTED
Janus Henderson
JHG
| $5.17M | ﹤0.01% |
135,126
-14,038
| -9% | -$506K |
|
|
DLPH
1068
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
| $5.17M | ﹤0.01% |
+98,442
| New | +$5.12M |
|
1069
First Horizon
FHN
$12.2B
| $5.15M | ﹤0.01% |
257,753
+39,336
| +18% | +$757K |
|
1070
Commerce Bancshares
CBSH
$8.59B
| $5.12M | ﹤0.01% |
135,543
-1,788
| -1% | -$66.6K |
|
1071
Manhattan Associates
MANH
$10.9B
| $5.12M | ﹤0.01% |
103,252
+42,109
| +69% | +$1.89M |
|
1072
Murphy USA
MUSA
$10.9B
| $5.1M | ﹤0.01% |
63,482
+6,842
| +12% | +$517K |
|
1073
Rayonier
RYN
$6.48B
| $5.09M | ﹤0.01% |
177,485
+11,617
| +7% | +$323K |
|
1074
Starwood Property Trust
STWD
$5.92B
| $5.09M | ﹤0.01% |
238,398
-433
| -0.2% | -$9.38K |
|
1075
Terex
TEX
$7.36B
| $5.08M | ﹤0.01% |
105,442
+1,670
| +2% | +$76.9K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.