UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TWTC
1051
DELISTED
TW TELECOM INC CL A COM
TWTC
| $3.78M | ﹤0.01% |
90,800
| – | – |
|
1052
Yelp
YELP
$1.38B
| $3.77M | ﹤0.01% |
55,163
+20,400
| +59% | +$1.52M |
|
1053
Vanguard Real Estate ETF
VNQ
$38.8B
| $3.75M | ﹤0.01% |
52,167
+8,798
| +20% | +$664K |
|
1054
Stantec
STN
$8.32B
| $3.72M | ﹤0.01% |
113,378
-1,200
| -1% | -$38.9K |
|
|
BRLI
1055
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
| $3.7M | ﹤0.01% |
131,938
-4,917
| -4% | -$150K |
|
1056
RPM International
RPM
$14.8B
| $3.69M | ﹤0.01% |
80,687
+800
| +1% | +$36.7K |
|
1057
Diamondrock Hospitality Co
DRH
$2.6B
| $3.69M | ﹤0.01% |
290,790
-11,500
| -4% | -$149K |
|
1058
American Homes 4 Rent
AMH
$12.3B
| $3.68M | ﹤0.01% |
217,884
+12,900
| +6% | +$230K |
|
|
WWAV
1059
DELISTED
The WhiteWave Foods Company
WWAV
| $3.66M | ﹤0.01% |
100,627
+4,000
| +4% | +$134K |
|
1060
ON Semiconductor
ON
$18.7B
| $3.65M | ﹤0.01% |
408,275
-89,535
| -18% | -$827K |
|
1061
3D Systems Corp
DDD
$601M
| $3.61M | ﹤0.01% |
77,866
+1,000
| +1% | +$52.1K |
|
|
AFSI
1062
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $3.61M | ﹤0.01% |
181,162
+149,000
| +463% | +$3.15M |
|
1063
iShares International Developed Real Estate ETF
IFGL
$82.4M
| $3.6M | ﹤0.01% |
119,941
+21,576
| +22% | +$687K |
|
1064
SM Energy
SM
$6.83B
| $3.6M | ﹤0.01% |
46,157
-5,250
| -10% | -$428K |
|
1065
Compass Minerals
CMP
$1.04B
| $3.6M | ﹤0.01% |
42,678
+4,175
| +11% | +$375K |
|
1066
MillerKnoll
MLKN
$1.62B
| $3.57M | ﹤0.01% |
119,663
-6,600
| -5% | -$198K |
|
|
CNQR
1067
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
| $3.56M | ﹤0.01% |
28,076
+200
| +0.7% | +$20.3K |
|
1068
Huntsman Corp
HUN
$1.83B
| $3.55M | ﹤0.01% |
136,649
+2,300
| +2% | +$62.7K |
|
1069
Kirby Corp
KEX
$7.13B
| $3.54M | ﹤0.01% |
30,083
| – | – |
|
|
KTWO
1070
DELISTED
K2M Group Holdings, Inc
KTWO
| $3.54M | ﹤0.01% |
245,600
-12,800
| -5% | -$192K |
|
1071
Steel Dynamics
STLD
$37.8B
| $3.53M | ﹤0.01% |
156,226
+2,700
| +2% | +$59.1K |
|
1072
Idexx Laboratories
IDXX
$46.1B
| $3.52M | ﹤0.01% |
59,724
+400
| +0.7% | +$25.3K |
|
1073
Tetra Tech
TTEK
$8.88B
| $3.51M | ﹤0.01% |
703,245
-15,000
| -2% | -$78.1K |
|
|
ROC
1074
DELISTED
ROCKWOOD HLDGS INC
ROC
| $3.51M | ﹤0.01% |
45,923
+900
| +2% | +$72K |
|
|
XLRN
1075
DELISTED
Acceleron Pharma
XLRN
| $3.5M | ﹤0.01% |
115,700
-5,100
| -4% | -$144K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.