UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CLC
1026
DELISTED
Clarcor
CLC
| $3.53M | ﹤0.01% |
63,489
+20,228
| +47% | +$1.12M |
|
|
UPL
1027
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $3.5M | ﹤0.01% |
170,379
-284,732
| -63% | -$5.99M |
|
1028
Maximus
MMS
$3.03B
| $3.49M | ﹤0.01% |
77,498
-20,500
| -21% | -$793K |
|
|
HSH
1029
DELISTED
HILLSHIRE BRANDS CO
HSH
| $3.49M | ﹤0.01% |
113,496
+5,800
| +5% | +$192K |
|
1030
United Rentals
URI
$71.8B
| $3.48M | ﹤0.01% |
59,706
-200
| -0.3% | -$11.1K |
|
|
RLOC
1031
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
| $3.43M | ﹤0.01% |
288,166
+57,906
| +25% | +$720K |
|
1032
ICICI Bank
IBN
$109B
| $3.42M | ﹤0.01% |
616,550
-6,780,235
| -92% | -$39.8M |
|
1033
ON Semiconductor
ON
$18.7B
| $3.4M | ﹤0.01% |
466,415
-28,970
| -6% | -$222K |
|
|
WBC
1034
DELISTED
WABCO HOLDINGS INC.
WBC
| $3.39M | ﹤0.01% |
40,188
+8,301
| +26% | +$664K |
|
|
QLGC
1035
DELISTED
QLOGIC CORP
QLGC
| $3.36M | ﹤0.01% |
306,796
-338,000
| -52% | -$3.72M |
|
|
HCC
1036
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
| $3.34M | ﹤0.01% |
76,238
| – | – |
|
1037
Community Health Systems
CYH
$412M
| $3.29M | ﹤0.01% |
96,009
-605
| -0.6% | -$21.5K |
|
|
HUB.B
1038
DELISTED
HUBBELL INC CL-B
HUB.B
| $3.27M | ﹤0.01% |
31,199
| – | – |
|
|
GRA
1039
DELISTED
W.R. Grace & Co.
GRA
| $3.27M | ﹤0.01% |
37,351
| – | – |
|
1040
Watsco Inc
WSO
$13.4B
| $3.23M | ﹤0.01% |
34,315
-132
| -0.4% | -$12.1K |
|
1041
Ternium
TX
$10.3B
| $3.23M | ﹤0.01% |
134,400
-10,500
| -7% | -$249K |
|
1042
Viavi Solutions
VIAV
$9.95B
| $3.22M | ﹤0.01% |
385,064
+44,829
| +13% | +$369K |
|
1043
NETSCOUT
NTCT
$2.97B
| $3.17M | ﹤0.01% |
124,099
+111,900
| +917% | +$2.89M |
|
|
NVE
1044
DELISTED
NV ENERGY, INC
NVE
| $3.17M | ﹤0.01% |
134,212
+2,800
| +2% | +$66.1K |
|
|
CYNI
1045
DELISTED
CYAN INC COM
CYNI
| $3.14M | ﹤0.01% |
312,200
-2,100
| -0.7% | -$21K |
|
1046
AngloGold Ashanti
AU
$44.6B
| $3.14M | ﹤0.01% |
236,120
+54,200
| +30% | +$726K |
|
|
ONIT
1047
Onity Group
ONIT
$291M
| $3.1M | ﹤0.01% |
3,707
+73
| +2% | +$55.1K |
|
1048
Brown & Brown
BRO
$23.8B
| $3.09M | ﹤0.01% |
192,594
-5,600
| -3% | -$91.5K |
|
|
LSI
1049
DELISTED
Life Storage, Inc.
LSI
| $3.09M | ﹤0.01% |
61,262
-4,800
| -7% | -$225K |
|
|
VER
1050
DELISTED
VEREIT, Inc.
VER
| $3.08M | ﹤0.01% |
50,542
+38,361
| +315% | +$2.61M |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.