UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$438M |
| 2 |
Lockheed Martin
LMT
|
+$402M |
| 3 |
TAL Education Group
TAL
|
+$294M |
| 4 |
Microsoft
MSFT
|
+$269M |
| 5 |
Wells Fargo
WFC
|
+$235M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Mastercard
MA
|
+$384M |
| 2 |
Adobe
ADBE
|
+$372M |
| 3 |
Veeva Systems
VEEV
|
+$342M |
| 4 |
Thermo Fisher Scientific
TMO
|
+$289M |
| 5 |
Global Payments
GPN
|
+$287M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.1% |
| 2 | Consumer Discretionary | 13.57% |
| 3 | Healthcare | 12.46% |
| 4 | Financials | 11.55% |
| 5 | Communication Services | 9.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
Post Holdings
POST
$3.57B
| $10.1M | ﹤0.01% |
152,135
+16,734
| +12% | +$1.03M |
|
|
TCF
1002
DELISTED
TCF Financial Corporation Common Stock
TCF
| $10.1M | ﹤0.01% |
271,502
+41,236
| +18% | +$1.31M |
|
|
SVC
1003
Service Properties Trust
SVC
$1.07B
| $10M | ﹤0.01% |
174,166
+25,127
| +17% | +$1.28M |
|
1004
Huntsman Corp
HUN
$1.77B
| $9.99M | ﹤0.01% |
397,372
+56,482
| +17% | +$1.4M |
|
1005
Western Alliance Bancorporation
WAL
$8.87B
| $9.98M | ﹤0.01% |
166,477
+24,972
| +18% | +$1.22M |
|
1006
MDU Resources
MDU
$4.32B
| $9.97M | ﹤0.01% |
995,767
+136,912
| +16% | +$1.28M |
|
|
GLUU
1007
DELISTED
Glu Mobile Inc.
GLUU
| $9.94M | ﹤0.01% |
1,103,772
-47,193
| -4% | -$407K |
|
1008
Alkermes
ALKS
$8.25B
| $9.94M | ﹤0.01% |
498,092
+44,095
| +10% | +$807K |
|
|
MRO
1009
DELISTED
Marathon Oil Corporation
MRO
| $9.92M | ﹤0.01% |
1,487,457
+139,284
| +10% | +$748K |
|
|
SNV
1010
DELISTED
Synovus
SNV
| $9.89M | ﹤0.01% |
305,490
+52,961
| +21% | +$1.53M |
|
|
SUMO
1011
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
| $9.87M | ﹤0.01% |
345,325
-27,324
| -7% | -$644K |
|
1012
Xencor
XNCR
$1.55B
| $9.78M | ﹤0.01% |
224,191
-11,394
| -5% | -$471K |
|
1013
Global Net Lease
GNL
$1.95B
| $9.73M | ﹤0.01% |
567,735
+61,702
| +12% | +$1.01M |
|
1014
HF Sinclair
DINO
$14.5B
| $9.71M | ﹤0.01% |
375,595
+97,492
| +35% | +$2.21M |
|
1015
American Airlines Group
AAL
$10.6B
| $9.7M | ﹤0.01% |
615,159
+194,225
| +46% | +$2.69M |
|
1016
Royal Gold
RGLD
$19.5B
| $9.67M | ﹤0.01% |
90,895
+10,501
| +13% | +$1.21M |
|
1017
Graphic Packaging
GPK
$3.58B
| $9.65M | ﹤0.01% |
569,863
+29,118
| +5% | +$441K |
|
1018
United Airlines
UAL
$42.1B
| $9.55M | ﹤0.01% |
220,770
+88,949
| +67% | +$3.6M |
|
|
MNDT
1019
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $9.54M | ﹤0.01% |
413,653
+120,258
| +41% | +$1.85M |
|
|
FLG
1020
Flagstar Bank National Association
FLG
$5.82B
| $9.52M | ﹤0.01% |
300,743
+38,183
| +15% | +$1.05M |
|
1021
FTI Consulting
FCN
$4.18B
| $9.52M | ﹤0.01% |
85,195
+17,050
| +25% | +$1.84M |
|
|
GAP
1022
The Gap Inc
GAP
$7.37B
| $9.51M | ﹤0.01% |
470,920
+40,794
| +9% | +$857K |
|
1023
Wyndham Hotels & Resorts
WH
$5.48B
| $9.51M | ﹤0.01% |
159,931
+27,914
| +21% | +$1.51M |
|
1024
Murphy USA
MUSA
$9.61B
| $9.5M | ﹤0.01% |
72,599
-5,172
| -7% | -$664K |
|
|
SINA
1025
DELISTED
Sina Corp
SINA
| $9.5M | ﹤0.01% |
224,158
+59,624
| +36% | +$2.56M |
|
Similar funds
UBS AM's Q4 2020 Portfolio in Review
As of Q4 2020, UBS AM held 2,632 positions worth $213B, up 15% from $186B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
UBS AM's Q4 2020 filing shows 139 new, 1,393 increased, 625 reduced and 83 closed positions. Its largest new stake was Maravai LifeSciences: 3,763,012 shares worth $106M. The largest sale was Mastercard, an estimated $384M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q4 2020 buy was Maravai LifeSciences: 3,763,012 shares worth $106M.
- UBS AM added most to Apple in Q4 2020, an estimated $438M increase.
- UBS AM's biggest Q4 2020 reduction was Mastercard, cutting an estimated $384M.
- UBS AM fully exited State Street Technology Select Sector SPDR ETF in Q4 2020, selling an estimated $115M.
- UBS AM's ten largest holdings make up 23% of its $213B portfolio in Q4 2020.
- UBS AM opened 139 new positions and closed 83 in Q4 2020.
- UBS AM's portfolio value rose 15% quarter-over-quarter to $213B.
Based on UBS AM's 13F filing for Q4 2020, filed 17 Feb 2021.