UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$190M |
| 2 |
Alibaba
BABA
|
+$147M |
| 3 |
Walt Disney
DIS
|
+$138M |
| 4 |
Analog Devices
ADI
|
+$130M |
| 5 |
Merck
MRK
|
+$127M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$180M |
| 2 |
PepsiCo
PEP
|
+$150M |
| 3 |
Lincoln National
LNC
|
+$139M |
| 4 |
Accenture
ACN
|
+$117M |
| 5 |
McDonald's
MCD
|
+$96.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.64% |
| 2 | Financials | 14.72% |
| 3 | Healthcare | 13.96% |
| 4 | Consumer Discretionary | 10.11% |
| 5 | Communication Services | 9.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FPRX
1001
DELISTED
Five Prime Therapeutics, Inc.
FPRX
| $4.42M | ﹤0.01% |
122,220
-34,081
| -22% | -$1.5M |
|
1002
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.53B
| $4.41M | ﹤0.01% |
139,499
+139,488
| +1,268,073% | +$4.35M |
|
|
WPX
1003
DELISTED
WPX Energy, Inc.
WPX
| $4.4M | ﹤0.01% |
328,624
-82,252
| -20% | -$1.1M |
|
1004
MDU Resources
MDU
$4.18B
| $4.39M | ﹤0.01% |
422,010
+22,194
| +6% | +$232K |
|
1005
Gentex
GNTX
$5.01B
| $4.39M | ﹤0.01% |
205,731
-43,870
| -18% | -$921K |
|
1006
Nabors Industries
NBR
$1.25B
| $4.39M | ﹤0.01% |
6,710
+122
| +2% | +$93.3K |
|
|
INVX
1007
Innovex International
INVX
$2.14B
| $4.37M | ﹤0.01% |
80,165
+9,325
| +13% | +$557K |
|
1008
Genworth Financial
GNW
$3.75B
| $4.32M | ﹤0.01% |
1,048,030
-34,434
| -3% | -$133K |
|
1009
Reliance Steel & Aluminium
RS
$20.9B
| $4.32M | ﹤0.01% |
53,936
+6,336
| +13% | +$520K |
|
1010
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
| $4.31M | ﹤0.01% |
154,201
+78,156
| +103% | +$2.18M |
|
|
TECD
1011
DELISTED
Tech Data Corp
TECD
| $4.29M | ﹤0.01% |
45,699
+3,842
| +9% | +$340K |
|
1012
SLM Corp
SLM
$5.17B
| $4.28M | ﹤0.01% |
353,750
-152,749
| -30% | -$1.81M |
|
1013
ASML
ASML
$650B
| $4.27M | ﹤0.01% |
32,155
-5,140
| -14% | -$632K |
|
1014
SS&C Technologies
SSNC
$18.7B
| $4.25M | ﹤0.01% |
120,042
+4,608
| +4% | +$155K |
|
1015
Revvity
RVTY
$12.3B
| $4.24M | ﹤0.01% |
73,057
+9,507
| +15% | +$518K |
|
1016
Vishay Intertechnology
VSH
$5.75B
| $4.22M | ﹤0.01% |
256,681
-1,772
| -0.7% | -$28.9K |
|
|
EGN
1017
DELISTED
Energen
EGN
| $4.22M | ﹤0.01% |
77,441
-5,260
| -6% | -$284K |
|
1018
First Financial Bankshares
FFIN
$5.09B
| $4.21M | ﹤0.01% |
210,206
+79,846
| +61% | +$1.7M |
|
1019
Toyota
TM
$223B
| $4.2M | ﹤0.01% |
38,656
-14,990
| -28% | -$1.72M |
|
1020
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
| $4.19M | ﹤0.01% |
163,382
+163,368
| +1,166,914% | +$4.08M |
|
1021
Pebblebrook Hotel Trust
PEB
$2.19B
| $4.17M | ﹤0.01% |
142,882
+31,854
| +29% | +$923K |
|
1022
iShares MSCI Switzerland ETF
EWL
$2.2B
| $4.17M | ﹤0.01% |
130,250
| – | – |
|
1023
Quanta Services
PWR
$103B
| $4.15M | ﹤0.01% |
111,775
+945
| +0.9% | +$34.5K |
|
1024
Regal Rexnord
RRX
$14.2B
| $4.14M | ﹤0.01% |
54,728
-4,916
| -8% | -$362K |
|
|
PPLI
1025
People Inc
PPLI
$3.39B
| $4.13M | ﹤0.01% |
313,606
+42,162
| +16% | +$548K |
|
Similar funds
UBS AM's Q1 2017 Portfolio in Review
As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
- UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
- UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
- UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
- UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
- UBS AM opened 150 new positions and closed 208 in Q1 2017.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.
Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.