UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CXP
976
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $4.87M | 0.01% |
217,458
+2,530
| +1% | +$59K |
|
977
National Health Investors
NHI
$3.64B
| $4.84M | 0.01% |
61,683
+2,665
| +5% | +$210K |
|
978
Graco
GGG
$13.4B
| $4.8M | 0.01% |
194,718
-2,205
| -1% | -$55.2K |
|
|
INST
979
DELISTED
Instructure, Inc.
INST
| $4.8M | 0.01% |
189,190
-2,304
| -1% | -$53.1K |
|
|
AZPN
980
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $4.78M | 0.01% |
102,091
+3,061
| +3% | +$143K |
|
|
OPLN
981
Openlane
OPLN
$4.69B
| $4.78M | 0.01% |
292,356
+7,662
| +3% | +$122K |
|
|
KYNB
982
Kyntra Bio
KYNB
$28.3M
| $4.77M | 0.01% |
9,214
-279
| -3% | -$131K |
|
|
LHO
983
DELISTED
LaSalle Hotel Properties
LHO
| $4.74M | 0.01% |
198,750
+729
| +0.4% | +$19.2K |
|
984
Lamar Advertising Co
LAMR
$16.1B
| $4.7M | 0.01% |
71,966
+1,616
| +2% | +$104K |
|
|
EQY
985
DELISTED
Equity One
EQY
| $4.68M | 0.01% |
152,976
+7,546
| +5% | +$238K |
|
986
NCR Voyix
VYX
$1.31B
| $4.68M | 0.01% |
236,766
-155
| -0.1% | -$3.05K |
|
|
AAT
987
American Assets Trust
AAT
$1.42B
| $4.67M | 0.01% |
107,682
+1,133
| +1% | +$50.2K |
|
|
VRE
988
DELISTED
Veris Residential
VRE
| $4.67M | 0.01% |
171,476
| – | – |
|
989
RLJ Lodging Trust
RLJ
$1.89B
| $4.64M | 0.01% |
220,637
-2,125
| -1% | -$48.3K |
|
990
MarketAxess Holdings
MKTX
$5.71B
| $4.63M | 0.01% |
27,954
+1,714
| +7% | +$278K |
|
|
CCP
991
DELISTED
Care Capital Properties, Inc.
CCP
| $4.62M | 0.01% |
162,123
+370
| +0.2% | +$10.7K |
|
992
Hubbell
HUBB
$27.1B
| $4.62M | 0.01% |
42,839
+700
| +2% | +$74.3K |
|
|
LVNTA
993
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
| $4.6M | 0.01% |
115,373
+612
| +0.5% | +$23.9K |
|
|
DOC
994
DELISTED
PHYSICIANS REALTY TRUST
DOC
| $4.59M | ﹤0.01% |
213,326
+184
| +0.1% | +$3.89K |
|
995
iShares US Treasury Bond ETF
GOVT
$43.7B
| – | – |
0
| – | – |
|
996
SLM Corp
SLM
$5.16B
| $4.58M | ﹤0.01% |
613,400
+15,714
| +3% | +$113K |
|
|
SIVB
997
DELISTED
SVB Financial Group
SIVB
| $4.58M | ﹤0.01% |
41,409
+1,019
| +3% | +$106K |
|
998
Bank OZK
OZK
$5.63B
| $4.56M | ﹤0.01% |
118,791
+23,645
| +25% | +$896K |
|
|
SGEN
999
DELISTED
Seagen Inc. Common Stock
SGEN
| $4.54M | ﹤0.01% |
84,148
-1,000
| -1% | -$47.4K |
|
1000
Starwood Property Trust
STWD
$6.01B
| $4.54M | ﹤0.01% |
201,727
+8,100
| +4% | +$179K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.