UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$1.23B |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$963M |
| 3 |
Synchrony
SYF
|
+$204M |
| 4 |
Perrigo
PRGO
|
+$151M |
| 5 |
Cooper Companies
COO
|
+$147M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$763M |
| 2 |
Visa
V
|
+$227M |
| 3 |
ExxonMobil
XOM
|
+$181M |
| 4 |
GE Aerospace
GE
|
+$176M |
| 5 |
LNKD
LinkedIn Corporation
LNKD
|
+$151M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.88% |
| 2 | Financials | 14.42% |
| 3 | Technology | 14.04% |
| 4 | Consumer Discretionary | 10.24% |
| 5 | Communication Services | 8.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AVP
976
DELISTED
Avon Products, Inc.
AVP
| $5.6M | 0.01% |
1,382,832
+80,540
| +6% | +$296K |
|
|
VAL
977
DELISTED
Valspar
VAL
| $5.59M | 0.01% |
67,440
+526
| +0.8% | +$42.6K |
|
978
Owens Corning
OC
$12.1B
| $5.58M | 0.01% |
118,585
+19,676
| +20% | +$903K |
|
|
KDNY
979
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
| $5.53M | 0.01% |
+39,326
| New | +$5.34M |
|
980
Lloyds Banking Group
LYG
$90B
| $5.51M | 0.01% |
1,263,425
-98,638
| -7% | -$447K |
|
981
Steris
STE
$22.6B
| $5.5M | 0.01% |
73,066
+22,791
| +45% | +$1.65M |
|
982
Zillow
Z
$7.65B
| $5.49M | 0.01% |
234,001
+10,337
| +5% | +$273K |
|
|
HW
983
DELISTED
Headwaters Inc
HW
| $5.49M | 0.01% |
325,300
-65,627
| -17% | -$1.24M |
|
984
CoStar Group
CSGP
$12B
| $5.46M | 0.01% |
264,320
+6,580
| +3% | +$131K |
|
985
Gaming and Leisure Properties
GLPI
$12.8B
| $5.46M | 0.01% |
196,478
+16,446
| +9% | +$470K |
|
|
MPT
986
Medical Properties Trust
MPT
$2.75B
| $5.46M | 0.01% |
474,351
+43,279
| +10% | +$494K |
|
987
Vail Resorts
MTN
$5.23B
| $5.45M | 0.01% |
42,602
-4,594
| -10% | -$540K |
|
|
WR
988
DELISTED
Westar Energy Inc
WR
| $5.44M | 0.01% |
128,331
+8,366
| +7% | +$342K |
|
989
Valmont Industries
VMI
$9.5B
| $5.44M | 0.01% |
51,285
+629
| +1% | +$68.2K |
|
|
SAGE
990
DELISTED
Sage Therapeutics
SAGE
| $5.42M | 0.01% |
92,991
+40,904
| +79% | +$2.03M |
|
991
uniQure
QURE
$3.15B
| $5.4M | 0.01% |
326,600
| – | – |
|
992
American Eagle Outfitters
AEO
$2.97B
| $5.38M | 0.01% |
347,035
+22,965
| +7% | +$360K |
|
993
First Industrial Realty Trust
FR
$8.4B
| $5.37M | 0.01% |
242,731
+18,967
| +8% | +$418K |
|
994
National Bank Holdings
NBHC
$1.91B
| $5.37M | 0.01% |
251,138
-10,029
| -4% | -$217K |
|
995
Teck Resources
TECK
$32.4B
| $5.33M | 0.01% |
1,385,085
-1,304,196
| -48% | -$6.46M |
|
|
CUK
996
DELISTED
Carnival PLC
CUK
| $5.32M | 0.01% |
93,439
+1,812
| +2% | +$97K |
|
997
Cinemark Holdings
CNK
$4.4B
| $5.3M | 0.01% |
158,688
-2,369
| -1% | -$81.8K |
|
998
Atlassian
TEAM
$28B
| $5.3M | 0.01% |
+176,198
| New | +$5.02M |
|
999
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| – | – |
0
| – | – |
|
1000
East-West Bancorp
EWBC
$18.1B
| $5.29M | 0.01% |
127,298
+5,300
| +4% | +$218K |
|
Similar funds
UBS AM's Q4 2015 Portfolio in Review
As of Q4 2015, UBS AM held 2,799 positions worth $87.7B, down 3.2% from $90.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $9.78B in Q4 2015, closing 103 positions and reducing 997 holdings. Its most notable exit was COMCAST CORP SPL A (NEW), an estimated $67.4M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in Alphabet (Google) Class A worth $1.29B.
- UBS AM's largest Q4 2015 buy was Alphabet (Google) Class A: 33,192,720 shares worth $1.29B.
- UBS AM added most to Synchrony in Q4 2015, an estimated $204M increase.
- UBS AM's biggest Q4 2015 reduction was Apple, cutting an estimated $763M.
- UBS AM fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $67.4M.
- UBS AM's ten largest holdings make up 14% of its $87.7B portfolio in Q4 2015.
- UBS AM opened 130 new positions and closed 103 in Q4 2015.
- UBS AM's portfolio value fell 3.2% quarter-over-quarter to $87.7B.
Based on UBS AM's 13F filing for Q4 2015, filed 12 Feb 2016.