UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DRC
976
DELISTED
DRESSER-RAND GROUP INC
DRC
| $5.44M | 0.01% |
66,127
-101
| -0.2% | -$6.79K |
|
977
Arthur J. Gallagher & Co
AJG
$63.8B
| $5.43M | 0.01% |
119,662
+1,800
| +2% | +$82.8K |
|
|
WPG
978
DELISTED
Washington Prime Group Inc.
WPG
| $5.41M | 0.01% |
34,396
-16,175
| -32% | -$2.74M |
|
979
Ecopetrol
EC
$35.4B
| $5.37M | 0.01% |
171,564
+5,900
| +4% | +$202K |
|
980
Theravance Biopharma
TBPH
$877M
| $5.32M | 0.01% |
230,712
+9,800
| +4% | +$284K |
|
|
APOL
981
DELISTED
Apollo Education Group Inc Class A
APOL
| $5.32M | 0.01% |
211,437
+5,300
| +3% | +$147K |
|
982
Vail Resorts
MTN
$5.28B
| $5.31M | 0.01% |
61,187
-481
| -0.8% | -$38.2K |
|
983
Compañía de Minas Buenaventura
BVN
$8.3B
| $5.25M | 0.01% |
453,752
-34,100
| -7% | -$425K |
|
984
iShares Russell 1000 ETF
IWB
$49.7B
| $5.22M | 0.01% |
47,492
+18,500
| +64% | +$2.04M |
|
|
HME
985
DELISTED
HOME PROPERTIES, INC
HME
| $5.16M | 0.01% |
88,532
-2,500
| -3% | -$158K |
|
986
Essent Group
ESNT
$6.01B
| $5.15M | 0.01% |
240,500
-10,300
| -4% | -$208K |
|
|
EQC
987
DELISTED
Equity Commonwealth
EQC
| $5.14M | 0.01% |
199,919
+200
| +0.1% | +$5.33K |
|
988
RLJ Lodging Trust
RLJ
$1.83B
| $5.09M | 0.01% |
178,873
-6,200
| -3% | -$181K |
|
989
Grupo Cibest SA
CIB
$21.7B
| $5.04M | 0.01% |
88,945
| – | – |
|
|
BWLD
990
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $5.03M | 0.01% |
37,488
-25,853
| -41% | -$3.82M |
|
|
HOS
991
DELISTED
Hornbeck Offshore Services, Inc.
HOS
| $5M | 0.01% |
152,599
-10,678
| -7% | -$444K |
|
|
SRGA
992
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
| $4.97M | ﹤0.01% |
34,666
+1,748
| +5% | +$253K |
|
|
ESL
993
DELISTED
Esterline Technologies
ESL
| $4.88M | ﹤0.01% |
43,904
-273
| -0.6% | -$31.1K |
|
994
Patterson-UTI
PTEN
$3.86B
| $4.85M | ﹤0.01% |
149,111
+21,864
| +17% | +$743K |
|
|
PDM
995
Piedmont Realty Trust
PDM
$1.2B
| $4.85M | ﹤0.01% |
274,737
-5,500
| -2% | -$106K |
|
|
ITC
996
DELISTED
ITC HOLDINGS CORP
ITC
| $4.84M | ﹤0.01% |
135,800
-600
| -0.4% | -$21.8K |
|
|
SQNM
997
DELISTED
SEQUENOM INC NEW
SQNM
| $4.83M | ﹤0.01% |
1,627,696
+73,400
| +5% | +$269K |
|
998
iShares US Industrials ETF
IYJ
$2.03B
| $4.81M | ﹤0.01% |
95,218
+10,208
| +12% | +$524K |
|
999
Columbia Banking Systems
COLB
$8.88B
| $4.8M | ﹤0.01% |
193,356
-9,389
| -5% | -$242K |
|
1000
iShares TIPS Bond ETF
TIP
$14.5B
| – | – |
0
| – | – |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.