UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
iShares Russell 2000 Growth ETF
IWO
$14.9B
| $4.94M | 0.01% |
39,280
-39,520
| -50% | -$4.76M |
|
|
ETFC
952
DELISTED
E*Trade Financial Corporation
ETFC
| $4.93M | 0.01% |
299,006
+25,520
| +9% | +$381K |
|
|
WCC
953
WESCO International
WCC
$18.5B
| $4.89M | 0.01% |
63,906
| – | – |
|
|
DRC
954
DELISTED
DRESSER-RAND GROUP INC
DRC
| $4.88M | 0.01% |
78,229
+35,032
| +81% | +$2.19M |
|
955
America Movil
AMX
$72.5B
| $4.87M | 0.01% |
+245,900
| New | +$5.06M |
|
956
Tenet Healthcare
THC
$21B
| $4.83M | 0.01% |
117,182
| – | – |
|
957
Vanguard FTSE Developed Markets ETF
VEA
$234B
| $4.78M | 0.01% |
120,672
-2,805
| -2% | -$107K |
|
958
LXP Industrial Trust
LXP
$3.57B
| $4.75M | 0.01% |
84,648
-44,380
| -34% | -$2.68M |
|
|
RAD
959
DELISTED
Rite Aid Corporation
RAD
| $4.75M | 0.01% |
49,881
| – | – |
|
960
NCR Voyix
VYX
$1.2B
| $4.71M | 0.01% |
194,050
+652
| +0.3% | +$14.6K |
|
961
Integer Holdings
ITGR
$4.25B
| $4.71M | 0.01% |
151,808
-179,863
| -54% | -$5.83M |
|
|
SHPG
962
DELISTED
Shire pic
SHPG
| $4.66M | 0.01% |
38,834
+2,491
| +7% | +$275K |
|
|
HBI
963
DELISTED
Hanesbrands
HBI
| $4.65M | 0.01% |
298,552
+39,200
| +15% | +$583K |
|
964
Compañía de Minas Buenaventura
BVN
$8.37B
| $4.62M | 0.01% |
394,036
+52,784
| +15% | +$698K |
|
965
Barclays
BCS
$96.5B
| $4.58M | 0.01% |
290,762
-43,032
| -13% | -$673K |
|
|
HME
966
DELISTED
HOME PROPERTIES, INC
HME
| $4.58M | 0.01% |
79,242
-31,566
| -28% | -$1.94M |
|
|
ITC
967
DELISTED
ITC HOLDINGS CORP
ITC
| $4.56M | 0.01% |
145,800
-34,200
| -19% | -$1.04M |
|
968
Centene
CNC
$32.6B
| $4.55M | 0.01% |
284,792
-154,956
| -35% | -$2.23M |
|
969
Graco
GGG
$13.4B
| $4.55M | 0.01% |
184,434
-15,474
| -8% | -$364K |
|
|
AV
970
DELISTED
Aviva Plc
AV
| $4.53M | 0.01% |
352,584
+33,877
| +11% | +$409K |
|
971
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
| – | – |
0
| – | – |
|
972
W.P. Carey
WPC
$16.5B
| $4.45M | 0.01% |
70,164
-3,676
| -5% | -$242K |
|
973
Patterson-UTI
PTEN
$3.76B
| $4.43M | 0.01% |
207,130
| – | – |
|
|
SRGA
974
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
| $4.42M | 0.01% |
39,420
+2,970
| +8% | +$337K |
|
|
SRC
975
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $4.41M | 0.01% |
107,154
+69,647
| +186% | +$2.87M |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.