UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
LivePerson
LPSN
$32.3M
| $15.8M | 0.01% |
19,993
-109
| -0.5% | -$101K |
|
877
Watsco Inc
WSO
$13.6B
| $15.8M | 0.01% |
60,533
+702
| +1% | +$173K |
|
878
Snowflake
SNOW
$115B
| $15.8M | 0.01% |
68,745
-5,547
| -7% | -$1.48M |
|
879
US Foods
USFD
$24B
| $15.7M | 0.01% |
412,644
-10,000
| -2% | -$362K |
|
|
BAND
880
Bandwidth Inc
BAND
$1.61B
| $15.6M | 0.01% |
123,374
+471
| +0.4% | +$73K |
|
|
ZNGA
881
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $15.6M | 0.01% |
1,529,725
-48,413
| -3% | -$506K |
|
882
Essent Group
ESNT
$6.33B
| $15.6M | 0.01% |
328,781
-3,952
| -1% | -$175K |
|
883
Norwegian Cruise Line
NCLH
$8.84B
| $15.6M | 0.01% |
564,949
+28,440
| +5% | +$757K |
|
884
Middleby
MIDD
$6.08B
| $15.6M | 0.01% |
93,864
-1,352
| -1% | -$199K |
|
885
Reynolds Consumer Products
REYN
$5.59B
| $15.5M | 0.01% |
521,996
-77,808
| -13% | -$2.3M |
|
886
Lamar Advertising Co
LAMR
$16.3B
| $15.5M | 0.01% |
165,164
-3,185
| -2% | -$281K |
|
|
AXON
887
Axon Enterprise
AXON
$46.4B
| $15.5M | 0.01% |
108,903
-1,737
| -2% | -$271K |
|
888
iQIYI
IQ
$1.28B
| $15.5M | 0.01% |
933,179
-2,058,611
| -69% | -$47.6M |
|
889
Guardant Health
GH
$22.6B
| $15.5M | 0.01% |
101,538
+561
| +0.6% | +$84.8K |
|
|
MRO
890
DELISTED
Marathon Oil Corporation
MRO
| $15.5M | 0.01% |
1,450,229
-37,228
| -3% | -$359K |
|
891
Western Alliance Bancorporation
WAL
$8.87B
| $15.5M | 0.01% |
163,971
-2,506
| -2% | -$207K |
|
|
NSA
892
DELISTED
National Storage Affiliates Trust
NSA
| $15.5M | 0.01% |
387,012
+5,652
| +1% | +$215K |
|
893
American Airlines Group
AAL
$10.6B
| $15.4M | 0.01% |
645,259
+30,100
| +5% | +$581K |
|
|
SILK
894
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
| $15.4M | 0.01% |
303,689
-2,311
| -0.8% | -$128K |
|
895
Chewy
CHWY
$9.63B
| $15.3M | 0.01% |
180,581
+14,548
| +9% | +$1.42M |
|
896
Sarepta Therapeutics
SRPT
$1.77B
| $15.3M | 0.01% |
205,042
-201,513
| -50% | -$18.6M |
|
|
PRAH
897
DELISTED
PRA Health Sciences, Inc.
PRAH
| $15.2M | 0.01% |
99,360
-2,992
| -3% | -$406K |
|
|
PDM
898
Piedmont Realty Trust
PDM
$1.19B
| $15.2M | 0.01% |
872,962
+28,181
| +3% | +$475K |
|
899
New York Times
NYT
$10.2B
| $15.1M | 0.01% |
298,786
-6,924
| -2% | -$348K |
|
|
RPAI
900
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $15.1M | 0.01% |
1,441,145
-65,503
| -4% | -$669K |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.