UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
| $9.58M | 0.01% |
207,193
+169,748
| +453% | +$7.83M |
|
|
MIME
877
DELISTED
Mimecast Limited
MIME
| $9.57M | 0.01% |
+336,900
| New | +$9.27M |
|
878
Adient
ADNT
$1.63B
| $9.57M | 0.01% |
113,958
+14,010
| +14% | +$993K |
|
|
AAN.A
879
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $9.54M | 0.01% |
218,760
+60,867
| +39% | +$2.66M |
|
|
ARRY
880
DELISTED
Array Biopharma Inc
ARRY
| $9.52M | 0.01% |
774,061
-14,931
| -2% | -$139K |
|
881
Patterson-UTI
PTEN
$3.89B
| $9.51M | 0.01% |
453,967
-19,764
| -4% | -$364K |
|
882
Chemours
CC
$2.53B
| $9.5M | 0.01% |
187,705
+31,186
| +20% | +$1.47M |
|
883
Apple Hospitality REIT
APLE
$3.9B
| $9.49M | 0.01% |
501,785
+24,081
| +5% | +$442K |
|
|
EQC
884
DELISTED
Equity Commonwealth
EQC
| $9.34M | 0.01% |
307,291
+13,703
| +5% | +$424K |
|
885
Nordson
NDSN
$16.7B
| $9.32M | 0.01% |
78,667
+7,113
| +10% | +$850K |
|
|
SAVE
886
DELISTED
Spirit Airlines, Inc.
SAVE
| $9.23M | 0.01% |
276,221
-9,697
| -3% | -$388K |
|
887
Vermilion Energy
VET
$1.76B
| $9.21M | 0.01% |
259,784
-14,546
| -5% | -$478K |
|
|
TMX
888
DELISTED
Terminix Global Holdings, Inc.
TMX
| $9.05M | 0.01% |
289,190
+33,097
| +13% | +$977K |
|
889
Vanguard Russell 2000 ETF
VTWO
$17.6B
| $9.03M | 0.01% |
151,810
-2,112
| -1% | -$119K |
|
|
IFLN
890
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
| $8.95M | 0.01% |
469,292
-94,404
| -17% | -$1.79M |
|
891
Schwab US REIT ETF
SCHH
$11.5B
| $8.88M | 0.01% |
431,768
+127,430
| +42% | +$2.63M |
|
|
WRI
892
DELISTED
Weingarten Realty Investors
WRI
| $8.87M | 0.01% |
279,536
-144,259
| -34% | -$4.61M |
|
893
Vanguard High Dividend Yield ETF
VYM
$81B
| $8.8M | 0.01% |
108,561
+1,305
| +1% | +$104K |
|
|
LSI
894
DELISTED
Life Storage, Inc.
LSI
| $8.71M | 0.01% |
159,665
+3,344
| +2% | +$168K |
|
895
iShare MSCI Eurozone ETF
EZU
$9.7B
| $8.66M | 0.01% |
199,921
-361,616
| -64% | -$15.1M |
|
896
Under Armour
UAA
$2.91B
| $8.65M | 0.01% |
524,952
+6,428
| +1% | +$118K |
|
897
Owens Corning
OC
$11.5B
| $8.65M | 0.01% |
111,811
+23,959
| +27% | +$1.68M |
|
898
Weibo
WB
$2.01B
| $8.55M | 0.01% |
86,395
+15,525
| +22% | +$1.37M |
|
899
Copa Holdings
CPA
$5.88B
| $8.52M | 0.01% |
68,426
+10,861
| +19% | +$1.37M |
|
|
HR
900
DELISTED
Healthcare Realty Trust Incorporated
HR
| $8.43M | 0.01% |
260,821
+19,086
| +8% | +$631K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.