UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
OSI Systems
OSIS
$3.87B
| $7.95M | 0.01% |
125,299
-9,593
| -7% | -$637K |
|
|
KEYW
877
DELISTED
The KEYW Holding Corporation
KEYW
| $7.92M | 0.01% |
715,195
+267,315
| +60% | +$3.3M |
|
|
LDRH
878
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
| $7.91M | 0.01% |
254,200
+115,783
| +84% | +$3M |
|
879
Webster Financial
WBS
$12.8B
| $7.9M | 0.01% |
271,255
-17,508
| -6% | -$521K |
|
|
WCG
880
DELISTED
Wellcare Health Plans, Inc.
WCG
| $7.9M | 0.01% |
130,999
-20,000
| -13% | -$1.33M |
|
881
Wabash National
WNC
$518M
| $7.89M | 0.01% |
592,246
-35,992
| -6% | -$497K |
|
882
Bruker
BRKR
$7.99B
| $7.86M | 0.01% |
424,329
-1,900
| -0.4% | -$40.6K |
|
|
UFS
883
DELISTED
DOMTAR CORPORATION (New)
UFS
| $7.86M | 0.01% |
223,650
+900
| +0.4% | +$34.3K |
|
884
ORIX
IX
$44.9B
| $7.84M | 0.01% |
568,190
+11,480
| +2% | +$176K |
|
|
ORB
885
DELISTED
ORBITAL SCIENCES CORP
ORB
| $7.84M | 0.01% |
281,998
| – | – |
|
|
XOMA
886
DELISTED
Xoma
XOMA
| $7.73M | 0.01% |
91,795
-8,540
| -9% | -$729K |
|
887
Westlake Corp
WLK
$10.1B
| $7.69M | 0.01% |
88,768
+24,841
| +39% | +$2.25M |
|
|
LHO
888
DELISTED
LaSalle Hotel Properties
LHO
| $7.66M | 0.01% |
223,795
-6,118
| -3% | -$219K |
|
889
Lear
LEA
$8.34B
| $7.66M | 0.01% |
88,659
+800
| +0.9% | +$77.3K |
|
|
N
890
DELISTED
Netsuite Inc
N
| $7.64M | 0.01% |
85,347
+621
| +0.7% | +$52.7K |
|
|
ONIT
891
Onity Group
ONIT
$321M
| $7.63M | 0.01% |
19,443
+84
| +0.4% | +$38K |
|
892
Petrobras Class A
PBR.A
$105B
| $7.58M | 0.01% |
508,783
-31,285
| -6% | -$557K |
|
893
First Solar
FSLR
$25.4B
| $7.55M | 0.01% |
114,809
+3,631
| +3% | +$246K |
|
|
QLIK
894
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
| $7.55M | 0.01% |
279,397
-12,399
| -4% | -$325K |
|
|
CTCT
895
DELISTED
CONSTANT CONTACT, INC COM
CTCT
| $7.54M | 0.01% |
277,699
-118,574
| -30% | -$3.71M |
|
|
WCN
896
Waste Connections
WCN
$41.5B
| $7.52M | 0.01% |
232,568
+42,450
| +22% | +$1.38M |
|
897
Delek US
DK
$3.66B
| $7.51M | 0.01% |
226,869
+212,770
| +1,509% | +$6.79M |
|
898
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
| – | – |
0
| – | – |
|
899
Signet Jewelers
SIG
$3.75B
| $7.45M | 0.01% |
65,383
+17,000
| +35% | +$1.88M |
|
900
Ryder
R
$10.2B
| $7.43M | 0.01% |
82,615
+2,679
| +3% | +$240K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.