UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PNRA
876
DELISTED
Panera Bread Co
PNRA
| $7.28M | 0.01% |
41,210
+27,700
| +205% | +$4.65M |
|
|
KERX
877
DELISTED
Keryx Biopharmaceuticals Inc
KERX
| $7.22M | 0.01% |
557,700
+533,700
| +2,224% | +$6.37M |
|
|
SZYM
878
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
| $7.21M | 0.01% |
662,187
-40,837
| -6% | -$402K |
|
|
SSNI
879
DELISTED
Silver Spring Networks, Inc.
SSNI
| $7.03M | 0.01% |
334,921
+195,321
| +140% | +$3.75M |
|
|
SRC
880
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $7M | 0.01% |
158,845
+51,691
| +48% | +$2.28M |
|
881
East-West Bancorp
EWBC
$18.3B
| $7M | 0.01% |
200,111
-169,012
| -46% | -$5.74M |
|
882
Jones Lang LaSalle
JLL
$17.2B
| $6.98M | 0.01% |
68,171
-7,200
| -10% | -$676K |
|
883
Banco Santander Chile
BSAC
$16.6B
| $6.94M | 0.01% |
294,519
+46,900
| +19% | +$1.11M |
|
884
Regal Rexnord
RRX
$12.2B
| $6.93M | 0.01% |
94,058
-4,620
| -5% | -$335K |
|
|
X
885
DELISTED
US Steel
X
| $6.92M | 0.01% |
234,407
-26,752
| -10% | -$689K |
|
886
Webster Financial
WBS
$12.8B
| $6.89M | 0.01% |
220,956
-11,120
| -5% | -$316K |
|
|
WPX
887
DELISTED
WPX Energy, Inc.
WPX
| $6.87M | 0.01% |
336,908
+35,600
| +12% | +$711K |
|
888
Celldex Therapeutics
CLDX
$3.22B
| $6.86M | 0.01% |
18,902
+13,591
| +256% | +$5.24M |
|
|
LHO
889
DELISTED
LaSalle Hotel Properties
LHO
| $6.82M | 0.01% |
220,900
+8,067
| +4% | +$247K |
|
|
NGD
890
DELISTED
New Gold Inc
NGD
| $6.8M | 0.01% |
1,300,038
+132,369
| +11% | +$721K |
|
|
BMS
891
DELISTED
Bemis
BMS
| $6.78M | 0.01% |
165,562
+38,483
| +30% | +$1.51M |
|
892
Ryder
R
$10.2B
| $6.76M | 0.01% |
91,681
-23,340
| -20% | -$1.55M |
|
|
SVC
893
Service Properties Trust
SVC
$1.02B
| $6.64M | 0.01% |
49,472
+3,062
| +7% | +$426K |
|
894
National Bank Holdings
NBHC
$1.93B
| $6.57M | 0.01% |
306,800
-17,400
| -5% | -$361K |
|
895
Neurocrine Biosciences
NBIX
$16.4B
| $6.57M | 0.01% |
702,898
+221,500
| +46% | +$2.16M |
|
896
Alexandria Real Estate Equities
ARE
$8.73B
| $6.55M | 0.01% |
102,960
+3,300
| +3% | +$212K |
|
897
Bruker
BRKR
$7.99B
| $6.51M | 0.01% |
329,292
+27,463
| +9% | +$539K |
|
|
WP
898
DELISTED
Worldpay, Inc.
WP
| $6.5M | 0.01% |
+199,339
| New | +$5.77M |
|
|
SHPG
899
DELISTED
Shire pic
SHPG
| $6.47M | 0.01% |
45,771
+6,937
| +18% | +$912K |
|
900
Pitney Bowes
PBI
$2.51B
| $6.46M | 0.01% |
277,063
-72,342
| -21% | -$1.56M |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.