UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SVC
876
Service Properties Trust
SVC
$1.02B
| $6.52M | 0.01% |
46,410
-2,317
| -5% | -$321K |
|
877
Jabil
JBL
$35.5B
| $6.52M | 0.01% |
300,650
+17,900
| +6% | +$408K |
|
878
Banco Santander Chile
BSAC
$16.6B
| $6.51M | 0.01% |
247,619
+24,400
| +11% | +$582K |
|
|
BIG
879
DELISTED
Big Lots, Inc.
BIG
| $6.47M | 0.01% |
174,485
+41,511
| +31% | +$1.47M |
|
880
Nice
NICE
$5.82B
| $6.47M | 0.01% |
156,374
-56,543
| -27% | -$2.18M |
|
881
Transocean
RIG
$5.69B
| $6.45M | 0.01% |
145,020
| – | – |
|
882
Clean Harbors
CLH
$16.3B
| $6.4M | 0.01% |
109,118
+3,000
| +3% | +$167K |
|
883
KT
KT
$8.66B
| $6.4M | 0.01% |
381,700
+27,800
| +8% | +$448K |
|
884
Telkom Indonesia
TLK
$14.6B
| $6.39M | 0.01% |
352,200
+58,200
| +20% | +$1.21M |
|
|
MCRS
885
DELISTED
MICROS SYSTEMS INC
MCRS
| $6.38M | 0.01% |
127,786
+83,726
| +190% | +$4.06M |
|
886
Alexandria Real Estate Equities
ARE
$8.62B
| $6.36M | 0.01% |
99,660
-5,300
| -5% | -$349K |
|
887
Pitney Bowes
PBI
$2.51B
| $6.36M | 0.01% |
349,405
+2,000
| +0.6% | +$32.8K |
|
|
ACHN
888
DELISTED
Achillion Pharmaceuticals
ACHN
| $6.35M | 0.01% |
2,102,065
+516,300
| +33% | +$3.54M |
|
889
Amdocs
DOX
$5.87B
| $6.34M | 0.01% |
173,115
+96,200
| +125% | +$3.64M |
|
|
HMSY
890
DELISTED
HMS Holdings Corp.
HMSY
| $6.29M | 0.01% |
292,397
+8,891
| +3% | +$217K |
|
891
Bruker
BRKR
$7.99B
| $6.23M | 0.01% |
301,829
-6,589
| -2% | -$126K |
|
892
Rio Tinto
RIO
$165B
| $6.23M | 0.01% |
127,774
+10,847
| +9% | +$506K |
|
893
Highwoods Properties
HIW
$3.58B
| $6.15M | 0.01% |
174,139
+4,813
| +3% | +$171K |
|
894
Prudential
PUK
$34.8B
| $6.09M | 0.01% |
168,178
-3,207
| -2% | -$112K |
|
|
LHO
895
DELISTED
LaSalle Hotel Properties
LHO
| $6.07M | 0.01% |
212,833
-83,728
| -28% | -$2.27M |
|
|
CNR
896
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $6.04M | 0.01% |
474,199
+16,200
| +4% | +$216K |
|
|
SWI
897
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
| $6.04M | 0.01% |
172,122
+140,900
| +451% | +$5.51M |
|
|
898
Gerdau
GGB
$10.1B
| $6.01M | 0.01% |
1,015,663
-29,969,478
| -97% | -$162M |
|
899
Ligand Pharmaceuticals
LGND
$6.06B
| $6.01M | 0.01% |
222,520
-1,616,799
| -88% | -$45.5M |
|
900
Movado Group
MOV
$867M
| $6M | 0.01% |
137,075
+4,317
| +3% | +$169K |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.