UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
AutoNation
AN
$7.3B
| $10.6M | 0.01% |
222,373
+4,910
| +2% | +$213K |
|
|
TACO
852
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
| $10.5M | 0.01% |
687,383
+93,366
| +16% | +$1.27M |
|
|
UN
853
DELISTED
Unilever NV New York Registry Shares
UN
| $10.5M | 0.01% |
178,548
+11,495
| +7% | +$671K |
|
|
MPT
854
Medical Properties Trust
MPT
$2.74B
| $10.5M | 0.01% |
802,205
+23,571
| +3% | +$304K |
|
|
PRO
855
DELISTED
PROS Holdings
PRO
| $10.5M | 0.01% |
433,841
+420,742
| +3,212% | +$11.2M |
|
|
ELLI
856
DELISTED
Ellie Mae Inc
ELLI
| $10.4M | 0.01% |
126,971
-1,478
| -1% | -$136K |
|
857
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
| $10.4M | 0.01% |
178,714
-306,294
| -63% | -$17.6M |
|
858
CAE Inc. Common Shares
CAE
$8.46B
| $10.3M | 0.01% |
588,212
+19,578
| +3% | +$330K |
|
|
LHO
859
DELISTED
LaSalle Hotel Properties
LHO
| $10.2M | 0.01% |
349,925
+79,432
| +29% | +$2.3M |
|
860
SAP
SAP
$220B
| $10.1M | 0.01% |
92,412
+6,800
| +8% | +$722K |
|
|
XYZ
861
Block Inc
XYZ
$48.7B
| $10.1M | 0.01% |
351,382
+215,073
| +158% | +$5.63M |
|
862
iShares MBS ETF
MBB
$38.9B
| – | – |
0
| – | – |
|
|
CTLT
863
DELISTED
CATALENT, INC.
CTLT
| $9.99M | 0.01% |
250,373
+6,095
| +2% | +$226K |
|
864
iShares MSCI Switzerland ETF
EWL
$2.18B
| $9.98M | 0.01% |
+285,000
| New | +$9.83M |
|
865
Nektar Therapeutics
NKTR
$2.34B
| $9.91M | 0.01% |
27,530
+6,869
| +33% | +$2.15M |
|
|
SRC
866
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $9.89M | 0.01% |
257,246
+27,152
| +12% | +$1M |
|
|
BUFF
867
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
| $9.88M | 0.01% |
348,491
+5,429
| +2% | +$133K |
|
868
Supernus Pharmaceuticals
SUPN
$2.83B
| $9.86M | 0.01% |
246,571
+46,753
| +23% | +$2.02M |
|
869
White Mountains Insurance
WTM
$5.23B
| $9.83M | 0.01% |
11,469
+7,926
| +224% | +$6.81M |
|
870
Alcoa
AA
$11.7B
| $9.82M | 0.01% |
210,725
+12,791
| +6% | +$511K |
|
|
CNR
871
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $9.78M | 0.01% |
627,203
-12,746
| -2% | -$211K |
|
|
CLR
872
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $9.78M | 0.01% |
253,185
+12,929
| +5% | +$439K |
|
873
Eagle Materials
EXP
$6.51B
| $9.76M | 0.01% |
91,433
+19,679
| +27% | +$1.88M |
|
874
Matador Resources
MTDR
$6.16B
| $9.72M | 0.01% |
357,855
-3,785
| -1% | -$89.9K |
|
875
Graco
GGG
$12.9B
| $9.72M | 0.01% |
235,647
+36,198
| +18% | +$1.38M |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.