UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
Steel Dynamics
STLD
$38.1B
| $9.21M | 0.01% |
368,750
+87,769
| +31% | +$2.24M |
|
852
Huntington Ingalls Industries
HII
$12.5B
| $9.14M | 0.01% |
59,604
+10,003
| +20% | +$1.66M |
|
|
SVC
853
Service Properties Trust
SVC
$1.02B
| $9.1M | 0.01% |
61,231
+2,907
| +5% | +$443K |
|
|
UN
854
DELISTED
Unilever NV New York Registry Shares
UN
| $9.05M | 0.01% |
196,278
+2,573
| +1% | +$119K |
|
|
TCO
855
DELISTED
Taubman Centers Inc.
TCO
| $9.04M | 0.01% |
121,427
+197
| +0.2% | +$15.2K |
|
856
Highwoods Properties
HIW
$3.58B
| $9.02M | 0.01% |
173,103
+2,182
| +1% | +$116K |
|
857
Vermilion Energy
VET
$1.61B
| $9M | 0.01% |
232,749
-5,705
| -2% | -$201K |
|
858
Fabrinet
FN
$18.7B
| $8.94M | 0.01% |
200,600
-3,900
| -2% | -$155K |
|
859
IDEX
IEX
$17.5B
| $8.72M | 0.01% |
93,159
-2,024
| -2% | -$183K |
|
860
Douglas Emmett
DEI
$1.98B
| $8.67M | 0.01% |
236,781
+294
| +0.1% | +$10.9K |
|
861
Charles River Laboratories
CRL
$12.6B
| $8.65M | 0.01% |
103,764
-715
| -0.7% | -$59.9K |
|
|
SUM
862
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
| $8.64M | 0.01% |
486,188
-10,460
| -2% | -$202K |
|
863
Vanguard FTSE Developed Markets ETF
VEA
$234B
| $8.54M | 0.01% |
228,215
+180,181
| +375% | +$6.63M |
|
864
PTC Therapeutics
PTCT
$5.78B
| $8.52M | 0.01% |
608,077
-7,454
| -1% | -$60.6K |
|
865
AutoNation
AN
$7.13B
| $8.51M | 0.01% |
174,687
+2,648
| +2% | +$130K |
|
866
Insulet
PODD
$9.23B
| $8.5M | 0.01% |
207,741
-74,310
| -26% | -$2.94M |
|
867
Jack Henry & Associates
JKHY
$11B
| $8.5M | 0.01% |
99,393
+38,674
| +64% | +$3.39M |
|
|
DVAX
868
DELISTED
Dynavax Technologies
DVAX
| $8.48M | 0.01% |
808,703
+270,280
| +50% | +$3.88M |
|
869
iShares Russell 2000 Growth ETF
IWO
$14.9B
| $8.36M | 0.01% |
+56,110
| New | +$8.18M |
|
870
Morningstar
MORN
$7.48B
| $8.33M | 0.01% |
105,117
+71,210
| +210% | +$5.85M |
|
|
CMCM
871
Cheetah Mobile
CMCM
$92.5M
| $8.29M | 0.01% |
133,120
| – | – |
|
872
Eagle Materials
EXP
$6.7B
| $8.16M | 0.01% |
105,583
-9,100
| -8% | -$731K |
|
873
iShares Russell 3000 ETF
IWV
$20.2B
| $8.16M | 0.01% |
63,648
-48,500
| -43% | -$6.2M |
|
874
Herbalife
HLF
$1.31B
| $8.12M | 0.01% |
262,034
+96,380
| +58% | +$3.04M |
|
|
DFRG
875
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
| $8.1M | 0.01% |
601,543
-16,580
| -3% | -$246K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.