UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AIRM
851
DELISTED
Air Methods Corp
AIRM
| $8.51M | 0.01% |
153,248
-11,307
| -7% | -$621K |
|
852
Insulet
PODD
$9.23B
| $8.5M | 0.01% |
230,546
-17,558
| -7% | -$641K |
|
853
Agios Pharmaceuticals
AGIO
$1.89B
| $8.45M | 0.01% |
+137,800
| New | +$5.94M |
|
|
HBI
854
DELISTED
Hanesbrands
HBI
| $8.45M | 0.01% |
314,500
+79,600
| +34% | +$2.02M |
|
855
Pitney Bowes
PBI
$2.51B
| $8.44M | 0.01% |
337,531
+11,717
| +4% | +$313K |
|
856
Owens Corning
OC
$12.3B
| $8.4M | 0.01% |
264,584
-2,770,261
| -91% | -$97.8M |
|
|
IMPV
857
DELISTED
Imperva, Inc.
IMPV
| $8.33M | 0.01% |
290,003
+173,603
| +149% | +$4.71M |
|
858
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| – | – |
0
| – | – |
|
|
BRS
859
DELISTED
Bristow Group, Inc.
BRS
| $8.3M | 0.01% |
123,499
-9,784
| -7% | -$708K |
|
|
CPE
860
DELISTED
Callon Petroleum Company
CPE
| $8.25M | 0.01% |
93,680
+90,880
| +3,246% | +$9.24M |
|
|
AV
861
DELISTED
Aviva Plc
AV
| $8.25M | 0.01% |
486,817
+7,189
| +1% | +$123K |
|
|
CNR
862
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $8.24M | 0.01% |
424,799
-32,600
| -7% | -$624K |
|
863
W.P. Carey
WPC
$16.4B
| $8.22M | 0.01% |
131,542
+5,616
| +4% | +$368K |
|
|
BMS
864
DELISTED
Bemis
BMS
| $8.19M | 0.01% |
215,428
-666
| -0.3% | -$26.5K |
|
865
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| – | – |
0
| – | – |
|
|
FLTX
866
DELISTED
Fleetmatics Group PLC
FLTX
| $8.14M | 0.01% |
266,804
+7,204
| +3% | +$229K |
|
867
Main Street Capital
MAIN
$5.22B
| $8.12M | 0.01% |
265,100
-69,600
| -21% | -$2.22M |
|
|
X
868
DELISTED
US Steel
X
| $8.12M | 0.01% |
207,213
-76,157
| -27% | -$2.67M |
|
869
Emcor
EME
$36.3B
| $8.08M | 0.01% |
202,186
-12,247
| -6% | -$526K |
|
870
Sunstone Hotel Investors
SHO
$2.18B
| $8.05M | 0.01% |
582,903
-30,200
| -5% | -$438K |
|
871
Cogent Communications
CCOI
$644M
| $8.05M | 0.01% |
239,599
-19,765
| -8% | -$675K |
|
|
ACC
872
DELISTED
American Campus Communities, Inc.
ACC
| $8.04M | 0.01% |
220,663
-37,256
| -14% | -$1.44M |
|
873
Alexandria Real Estate Equities
ARE
$8.73B
| $8.02M | 0.01% |
108,760
-3,900
| -3% | -$304K |
|
|
TRQ
874
DELISTED
Turquoise Hill Resources Ltd
TRQ
| $7.99M | 0.01% |
212,196
+44,003
| +26% | +$1.55M |
|
|
SFLY
875
DELISTED
Shutterfly, Inc.
SFLY
| $7.98M | 0.01% |
163,799
-11,976
| -7% | -$584K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.