UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
Pinnacle Financial Partners Inc
PNFP
$16.2B
| $10.2M | 0.01% |
189,487
+45,201
| +31% | +$2.44M |
|
|
SPR
827
DELISTED
Spirit AeroSystems
SPR
| $10.1M | 0.01% |
227,680
-283,959
| -55% | -$12.6M |
|
|
GRA
828
DELISTED
W.R. Grace & Co.
GRA
| $10.1M | 0.01% |
137,315
+1,793
| +1% | +$135K |
|
|
QTS
829
DELISTED
QTS REALTY TRUST, INC.
QTS
| $10.1M | 0.01% |
191,418
+4,529
| +2% | +$248K |
|
830
Banco Santander Chile
BSAC
$16.6B
| $10.1M | 0.01% |
488,354
-11,700
| -2% | -$244K |
|
831
Sunstone Hotel Investors
SHO
$2.18B
| $10.1M | 0.01% |
789,697
-53,100
| -6% | -$696K |
|
|
SAAS
832
DELISTED
inContact, Inc.
SAAS
| $10.1M | 0.01% |
721,806
-503,431
| -41% | -$6.99M |
|
833
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| – | – |
0
| – | – |
|
|
ENDP
834
DELISTED
Endo International plc
ENDP
| $9.94M | 0.01% |
493,546
+12,393
| +3% | +$246K |
|
|
NUAN
835
DELISTED
Nuance Communications, Inc.
NUAN
| $9.94M | 0.01% |
791,661
-53,254
| -6% | -$698K |
|
|
EV
836
DELISTED
Eaton Vance Corp.
EV
| $9.85M | 0.01% |
252,189
-9,129
| -3% | -$349K |
|
837
American Homes 4 Rent
AMH
$12.4B
| $9.84M | 0.01% |
454,768
+125,132
| +38% | +$2.71M |
|
|
PLKI
838
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
| $9.69M | 0.01% |
182,381
-6,178
| -3% | -$344K |
|
839
AGCO
AGCO
$7.27B
| $9.66M | 0.01% |
195,823
-9,867
| -5% | -$474K |
|
|
STOR
840
DELISTED
STORE Capital Corporation
STOR
| $9.64M | 0.01% |
327,116
-8,044
| -2% | -$239K |
|
|
LSXMA
841
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
| $9.61M | 0.01% |
391,305
+68,019
| +21% | +$1.65M |
|
842
Kforce
KFRC
$1.05B
| $9.59M | 0.01% |
468,022
-12,111
| -3% | -$226K |
|
843
Transocean
RIG
$5.69B
| $9.56M | 0.01% |
896,594
+390,219
| +77% | +$4.13M |
|
844
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
| – | – |
0
| – | – |
|
|
PRXL
845
DELISTED
Parexel International Corp
PRXL
| $9.52M | 0.01% |
137,091
-29,423
| -18% | -$1.99M |
|
846
Antero Resources
AR
$10.6B
| $9.47M | 0.01% |
351,202
+84,324
| +32% | +$2.25M |
|
|
APIC
847
DELISTED
Apigee Corporation Common Stock
APIC
| $9.46M | 0.01% |
543,514
-307,564
| -36% | -$4.49M |
|
|
CLVS
848
DELISTED
Clovis Oncology, Inc.
CLVS
| $9.45M | 0.01% |
262,218
+249,929
| +2,034% | +$5.36M |
|
849
Zillow
Z
$8.26B
| $9.38M | 0.01% |
270,758
+30,042
| +12% | +$1.07M |
|
|
BUFF
850
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
| $9.25M | 0.01% |
389,483
+3,863
| +1% | +$98K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.