UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RFMD
826
DELISTED
RF MICRO DEVICES INC
RFMD
| $9.24M | 0.01% |
801,091
+694,500
| +652% | +$7.82M |
|
827
BP
BP
$106B
| $9.21M | 0.01% |
256,341
-58,966
| -19% | -$2.34M |
|
828
DexCom
DXCM
$31.2B
| $9.16M | 0.01% |
916,084
+818,092
| +835% | +$8.36M |
|
829
MacroGenics
MGNX
$248M
| $9.13M | 0.01% |
436,750
+95,033
| +28% | +$1.97M |
|
|
SWI
830
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
| $9.1M | 0.01% |
216,422
-34,500
| -14% | -$1.43M |
|
831
Vanguard Russell 2000 ETF
VTWO
$17.8B
| $9.03M | 0.01% |
204,858
+58,752
| +40% | +$2.7M |
|
832
Universal Display
OLED
$3.95B
| $9.02M | 0.01% |
276,299
+23,326
| +9% | +$770K |
|
|
CPHD
833
DELISTED
Cepheid Inc
CPHD
| $8.99M | 0.01% |
204,298
-13,617
| -6% | -$575K |
|
|
FBR
834
DELISTED
Fibria Celulose Sa
FBR
| $8.98M | 0.01% |
+816,800
| New | +$8.46M |
|
|
CIVI
835
DELISTED
Civitas Resources
CIVI
| $8.95M | 0.01% |
1,409
-248
| -15% | -$1.61M |
|
836
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
| – | – |
0
| – | – |
|
837
Prudential
PUK
$34.8B
| $8.91M | 0.01% |
206,428
+5,964
| +3% | +$271K |
|
838
New Oriental
EDU
$9.06B
| $8.84M | 0.01% |
381,100
-542,700
| -59% | -$12.1M |
|
839
Antero Resources
AR
$10.6B
| $8.83M | 0.01% |
160,884
+21,338
| +15% | +$1.24M |
|
|
GTLS
840
DELISTED
Chart Industries
GTLS
| $8.82M | 0.01% |
144,312
-8,504
| -6% | -$604K |
|
|
DO
841
DELISTED
Diamond Offshore Drilling
DO
| $8.77M | 0.01% |
255,814
+4,189
| +2% | +$185K |
|
842
Abercrombie & Fitch
ANF
$4.86B
| $8.73M | 0.01% |
240,160
+188,200
| +362% | +$7.67M |
|
|
NFX
843
DELISTED
Newfield Exploration
NFX
| $8.72M | 0.01% |
235,124
+7,862
| +3% | +$326K |
|
844
G-III Apparel Group
GIII
$1.54B
| $8.7M | 0.01% |
210,000
-4,200
| -2% | -$172K |
|
845
Boise Cascade
BCC
$2.98B
| $8.7M | 0.01% |
288,483
-19,300
| -6% | -$565K |
|
846
Acadia Healthcare
ACHC
$3B
| $8.66M | 0.01% |
178,580
+163,281
| +1,067% | +$7.98M |
|
|
GAS
847
DELISTED
AGL Resources Inc
GAS
| $8.63M | 0.01% |
168,116
+6,860
| +4% | +$362K |
|
848
VanEck India Growth Leaders ETF
GLIN
$95M
| $8.63M | 0.01% |
195,400
-28,500
| -13% | -$1.34M |
|
849
United Natural Foods
UNFI
$2.91B
| $8.6M | 0.01% |
139,855
-8,800
| -6% | -$553K |
|
|
PLKI
850
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
| $8.57M | 0.01% |
211,699
-17,558
| -8% | -$714K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.