UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
Banco Santander
SAN
$209B
| $8.72M | 0.01% |
+1,058,481
| New | +$8.41M |
|
827
Universal Display
OLED
$3.95B
| $8.7M | 0.01% |
253,326
-14,313
| -5% | -$477K |
|
|
SPLK
828
DELISTED
Splunk Inc
SPLK
| $8.69M | 0.01% |
126,475
+17,592
| +16% | +$1.14M |
|
|
ERF
829
DELISTED
Enerplus Corporation
ERF
| $8.63M | 0.01% |
478,841
+3,785
| +0.8% | +$66.1K |
|
|
KEYW
830
DELISTED
The KEYW Holding Corporation
KEYW
| $8.61M | 0.01% |
640,570
-26,097
| -4% | -$327K |
|
|
VR
831
DELISTED
Validus Hold Ltd
VR
| $8.6M | 0.01% |
213,458
+28,200
| +15% | +$1.1M |
|
|
ANN
832
DELISTED
ANN INC
ANN
| $8.54M | 0.01% |
233,678
-19,725
| -8% | -$699K |
|
833
Landstar System
LSTR
$6.09B
| $8.54M | 0.01% |
148,628
+12,700
| +9% | +$711K |
|
|
MTEM
834
DELISTED
Molecular Templates, Inc.
MTEM
| $8.48M | 0.01% |
11,004
| – | – |
|
|
BGC
835
DELISTED
General Cable Corporation
BGC
| $8.47M | 0.01% |
287,929
+40,600
| +16% | +$1.23M |
|
|
PAY
836
DELISTED
Verifone Systems Inc
PAY
| $8.46M | 0.01% |
315,522
-30,900
| -9% | -$739K |
|
837
Goodyear
GT
$1.99B
| $8.44M | 0.01% |
354,014
+26,344
| +8% | +$583K |
|
|
IPCM
838
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
| $8.42M | 0.01% |
141,750
-7,874
| -5% | -$446K |
|
839
TransAlta
TAC
$4.01B
| $8.33M | 0.01% |
656,436
+9,115
| +1% | +$121K |
|
840
LCI Industries
LCII
$2.61B
| $8.32M | 0.01% |
162,524
-8,224
| -5% | -$419K |
|
841
Zions Bancorporation
ZION
$10.5B
| $8.28M | 0.01% |
276,222
-44,517
| -14% | -$1.28M |
|
|
XOMA
842
DELISTED
Xoma
XOMA
| $8.26M | 0.01% |
+61,373
| New | +$6.19M |
|
843
Woodward
WWD
$22B
| $8.26M | 0.01% |
180,998
-10,664
| -6% | -$445K |
|
|
ALE
844
DELISTED
Allete
ALE
| $8.22M | 0.01% |
164,899
+48,200
| +41% | +$2.39M |
|
845
iShares Core S&P Mid-Cap ETF
IJH
$125B
| $8.17M | 0.01% |
305,435
+19,360
| +7% | +$500K |
|
846
LSB Industries
LXU
$698M
| $8.16M | 0.01% |
258,790
-16,120
| -6% | -$417K |
|
847
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
| – | – |
0
| – | – |
|
|
MCRS
848
DELISTED
MICROS SYSTEMS INC
MCRS
| $8.08M | 0.01% |
140,845
+13,059
| +10% | +$696K |
|
849
iShares MSCI South Korea ETF
EWY
$24.6B
| $8.04M | 0.01% |
124,404
-20,917
| -14% | -$1.33M |
|
850
SS&C Technologies
SSNC
$18.6B
| $8.02M | 0.01% |
362,434
+10,516
| +3% | +$212K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.