UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGN
Allergan plc
AGN
|
+$155M |
| 2 |
Wells Fargo
WFC
|
+$134M |
| 3 |
Biogen
BIIB
|
+$121M |
| 4 |
Alibaba
BABA
|
+$108M |
| 5 |
Delta Air Lines
DAL
|
+$107M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Scotiabank
BNS
|
+$255M |
| 2 |
Chevron
CVX
|
+$220M |
| 3 |
Bank of Montreal
BMO
|
+$192M |
| 4 |
Canadian Imperial Bank of Commerce
CM
|
+$191M |
| 5 |
Enbridge
ENB
|
+$174M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.93% |
| 2 | Financials | 14.16% |
| 3 | Healthcare | 13.87% |
| 4 | Consumer Discretionary | 11.78% |
| 5 | Industrials | 8.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SIEN
801
DELISTED
Sientra, Inc.
SIEN
| $15.3M | 0.01% |
63,979
+1,519
| +2% | +$334K |
|
802
Warner Bros
WBD
$66.9B
| $15.3M | 0.01% |
476,718
-5,854
| -1% | -$165K |
|
|
MBT
803
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
| $15.2M | 0.01% |
1,784,727
-1,178,694
| -40% | -$9.73M |
|
|
LSI
804
DELISTED
Life Storage, Inc.
LSI
| $15.1M | 0.01% |
238,692
+9,394
| +4% | +$609K |
|
805
Pinnacle Financial Partners Inc
PNFP
$16B
| $15.1M | 0.01% |
250,986
+4,818
| +2% | +$305K |
|
|
OIL
806
DELISTED
iPath Series B S&P GSCI Crude Oil ETN
OIL
| $15M | 0.01% |
989,615
-14,545
| -1% | -$206K |
|
807
Boise Cascade
BCC
$3.02B
| $14.9M | 0.01% |
405,670
+9,286
| +2% | +$404K |
|
808
Casey's General Stores
CASY
$30.8B
| $14.9M | 0.01% |
115,123
-16,092
| -12% | -$1.85M |
|
|
ICPT
809
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $14.7M | 0.01% |
116,115
+105,719
| +1,017% | +$11.2M |
|
810
Kennametal
KMT
$2.54B
| $14.4M | 0.01% |
329,604
+8,006
| +2% | +$318K |
|
|
JBGS
811
JBG SMITH
JBGS
$708M
| $14.3M | 0.01% |
387,888
+45,655
| +13% | +$1.68M |
|
812
Essent Group
ESNT
$6.41B
| $14.2M | 0.01% |
321,998
+14,481
| +5% | +$594K |
|
|
MOMO
813
Hello Group
MOMO
$870M
| $14.2M | 0.01% |
324,739
+75,282
| +30% | +$3.29M |
|
|
CMCM
814
Cheetah Mobile
CMCM
$96.5M
| $14.2M | 0.01% |
288,669
+9
| +0% | +$427 |
|
815
Shake Shack
SHAK
$2.87B
| $14.2M | 0.01% |
225,168
+6,703
| +3% | +$407K |
|
|
KYNB
816
Kyntra Bio
KYNB
$29.1M
| $14M | 0.01% |
9,222
-333
| -3% | -$513K |
|
817
iShares Russell 1000 Value ETF
IWD
$83.7B
| $14M | 0.01% |
110,258
-159,591
| -59% | -$20M |
|
|
TSRO
818
DELISTED
TESARO, Inc.
TSRO
| $14M | 0.01% |
357,836
-19,067
| -5% | -$673K |
|
819
Kadant
KAI
$3.99B
| $13.9M | 0.01% |
128,921
+4,843
| +4% | +$481K |
|
|
ALDR
820
DELISTED
Alder Biopharmaceuticals
ALDR
| $13.9M | 0.01% |
834,056
-81,727
| -9% | -$1.48M |
|
|
GPT
821
DELISTED
Gramercy Property Trust
GPT
| $13.9M | 0.01% |
504,770
+24,532
| +5% | +$671K |
|
822
iShares MSCI Canada ETF
EWC
$6.33B
| $13.9M | 0.01% |
481,246
-7,606
| -2% | -$219K |
|
|
IMMU
823
DELISTED
Immunomedics Inc
IMMU
| $13.8M | 0.01% |
661,241
-23,616
| -3% | -$559K |
|
824
Apple Hospitality REIT
APLE
$3.83B
| $13.6M | 0.01% |
775,840
+33,215
| +4% | +$590K |
|
|
EFOR
825
Everforth Inc
EFOR
$1.34B
| $13.5M | 0.01% |
170,935
+4,011
| +2% | +$346K |
|
Similar funds
UBS AM's Q3 2018 Portfolio in Review
As of Q3 2018, UBS AM held 2,869 positions worth $135B, up 3.1% from $130B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS AM's Q3 2018 filing shows 86 new, 1,174 increased, 804 reduced and 106 closed positions. Its largest new stake was Athene Holding Ltd. Class A Common Shares: 1,079,023 shares worth $55.7M. The largest sale was Scotiabank, an estimated $255M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2018 buy was Athene Holding Ltd. Class A Common Shares: 1,079,023 shares worth $55.7M.
- UBS AM added most to Allergan plc in Q3 2018, an estimated $155M increase.
- UBS AM's biggest Q3 2018 reduction was Scotiabank, cutting an estimated $255M.
- UBS AM fully exited BCE in Q3 2018, selling an estimated $35M.
- UBS AM's ten largest holdings make up 18% of its $135B portfolio in Q3 2018.
- UBS AM opened 86 new positions and closed 106 in Q3 2018.
- UBS AM's portfolio value rose 3.1% quarter-over-quarter to $135B.
Based on UBS AM's 13F filing for Q3 2018, filed 14 Nov 2018.