UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TEN
801
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $10.1M | 0.01% |
192,757
-25,599
| -12% | -$1.62M |
|
802
Cinemark Holdings
CNK
$4.38B
| $10.1M | 0.01% |
295,645
-185,745
| -39% | -$6.45M |
|
803
Haemonetics
HAE
$3.8B
| $10M | 0.01% |
287,749
+190,711
| +197% | +$6.81M |
|
804
EnerSys
ENS
$6.92B
| $10M | 0.01% |
170,901
-11,275
| -6% | -$721K |
|
805
Goodyear
GT
$1.99B
| $10M | 0.01% |
443,064
+14,974
| +3% | +$384K |
|
|
FMER
806
DELISTED
FIRSTMERIT CORP
FMER
| $9.99M | 0.01% |
567,938
+72,300
| +15% | +$1.3M |
|
807
Charles River Laboratories
CRL
$12.6B
| $9.94M | 0.01% |
166,344
-12,782
| -7% | -$731K |
|
808
Cheesecake Factory
CAKE
$5.23B
| $9.9M | 0.01% |
217,599
+26,800
| +14% | +$1.2M |
|
|
CNW
809
DELISTED
CON-WAY INC.
CNW
| $9.76M | 0.01% |
205,453
-2,723
| -1% | -$137K |
|
|
WP
810
DELISTED
Worldpay, Inc.
WP
| $9.72M | 0.01% |
314,531
+9,326
| +3% | +$303K |
|
811
TransAlta
TAC
$4.01B
| $9.71M | 0.01% |
923,224
+170,813
| +23% | +$1.95M |
|
|
BTU
812
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
| $9.7M | 0.01% |
52,211
-12,199
| -19% | -$2.77M |
|
813
Tenet Healthcare
THC
$21.1B
| $9.61M | 0.01% |
161,794
+6,508
| +4% | +$363K |
|
814
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
| $9.56M | 0.01% |
322,081
+34,904
| +12% | +$1.04M |
|
|
HW
815
DELISTED
Headwaters Inc
HW
| $9.53M | 0.01% |
759,888
-16,607
| -2% | -$209K |
|
|
IDTI
816
DELISTED
Integrated Device Technology I
IDTI
| $9.48M | 0.01% |
594,065
+472,440
| +388% | +$7.34M |
|
817
Toyota
TM
$220B
| $9.47M | 0.01% |
80,587
+1,987
| +3% | +$234K |
|
|
EXAS
818
DELISTED
Exact Sciences
EXAS
| $9.43M | 0.01% |
486,397
-38,683
| -7% | -$709K |
|
819
Snap-on
SNA
$21.7B
| $9.4M | 0.01% |
77,600
+2,880
| +4% | +$354K |
|
820
Skyworks Solutions
SWKS
$10.1B
| $9.37M | 0.01% |
161,466
-86,198
| -35% | -$4.6M |
|
821
CAE Inc. Common Shares
CAE
$8.62B
| $9.35M | 0.01% |
768,995
+10,353
| +1% | +$131K |
|
822
RH
RH
$3.7B
| $9.31M | 0.01% |
117,074
-6,776
| -5% | -$566K |
|
|
SNCR
823
DELISTED
Synchronoss Technologies
SNCR
| $9.3M | 0.01% |
22,571
-15,180
| -40% | -$5.47M |
|
824
Celldex Therapeutics
CLDX
$3.22B
| $9.29M | 0.01% |
47,802
+1,076
| +2% | +$234K |
|
825
Extra Space Storage
EXR
$31.7B
| $9.25M | 0.01% |
179,325
-27,600
| -13% | -$1.46M |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.