UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SOGO
776
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
| $17M | 0.01% |
3,439,507
| – | – |
|
777
ScottsMiracle-Gro
SMG
$3.7B
| $17M | 0.01% |
166,852
+10,330
| +7% | +$1.08M |
|
778
STAG Industrial
STAG
$7.14B
| $16.9M | 0.01% |
574,886
+130,508
| +29% | +$3.87M |
|
|
CIT
779
DELISTED
CIT Group Inc.
CIT
| $16.9M | 0.01% |
373,383
-19,021
| -5% | -$887K |
|
780
Liberty Global Class A
LBTYA
$3.62B
| $16.9M | 0.01% |
682,362
+29,052
| +4% | +$775K |
|
781
Avnet
AVT
$7.91B
| $16.8M | 0.01% |
377,785
-27,839
| -7% | -$1.2M |
|
782
Novartis
NVS
$297B
| $16.8M | 0.01% |
192,847
-10,043
| -5% | -$902K |
|
783
Capri Holdings
CPRI
$1.75B
| $16.7M | 0.01% |
504,236
-69,349
| -12% | -$2.22M |
|
|
MDCO
784
DELISTED
Medicines Co
MDCO
| $16.6M | 0.01% |
331,829
+51,598
| +18% | +$2.06M |
|
|
WUBA
785
DELISTED
58.com Inc
WUBA
| $16.6M | 0.01% |
335,875
+41,600
| +14% | +$2.3M |
|
786
Teledyne Technologies
TDY
$31.8B
| $16.5M | 0.01% |
51,397
+5,540
| +12% | +$1.65M |
|
787
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
| $16.5M | 0.01% |
607,991
+64,357
| +12% | +$1.77M |
|
788
Nordson
NDSN
$17.3B
| $16.2M | 0.01% |
110,904
+949
| +0.9% | +$132K |
|
|
HR
789
DELISTED
Healthcare Realty Trust Incorporated
HR
| $16.1M | 0.01% |
480,538
+47,713
| +11% | +$1.56M |
|
|
MOMO
790
Hello Group
MOMO
$870M
| $16.1M | 0.01% |
518,707
+106,173
| +26% | +$3.6M |
|
|
EV
791
DELISTED
Eaton Vance Corp.
EV
| $16M | 0.01% |
356,882
-13,748
| -4% | -$595K |
|
792
Jabil
JBL
$36B
| $16M | 0.01% |
446,390
-15,897
| -3% | -$479K |
|
793
Affiliated Managers Group
AMG
$9.82B
| $15.8M | 0.01% |
190,018
-10,804
| -5% | -$903K |
|
794
Sabra Healthcare REIT
SBRA
$5.38B
| $15.6M | 0.01% |
677,679
+90,092
| +15% | +$1.92M |
|
795
Polaris
PII
$4.09B
| $15.6M | 0.01% |
176,775
-3,503
| -2% | -$304K |
|
796
Huazhu Hotels Group
HTHT
$13B
| $15.5M | 0.01% |
469,137
+61,428
| +15% | +$2.07M |
|
797
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
| $15.5M | 0.01% |
541,742
+38,470
| +8% | +$1.1M |
|
798
Webster Financial
WBS
$12.8B
| $15.4M | 0.01% |
328,462
-5,955
| -2% | -$282K |
|
799
US Foods
USFD
$24B
| $15.4M | 0.01% |
374,376
+25,397
| +7% | +$980K |
|
800
West Pharmaceutical
WST
$25B
| $15.3M | 0.01% |
108,044
+4,248
| +4% | +$585K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.