UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HZNP
776
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $12.8M | 0.01% |
705,932
-13,252
| -2% | -$259K |
|
|
HAR
777
DELISTED
Harman International Industries
HAR
| $12.8M | 0.01% |
151,417
-5,666
| -4% | -$465K |
|
|
AIV
778
Aimco
AIV
$381M
| $12.8M | 0.01% |
2,089,234
+54,928
| +3% | +$331K |
|
|
MYCC
779
DELISTED
ClubCorp Holdings, Inc.
MYCC
| $12.8M | 0.01% |
882,712
+247,897
| +39% | +$3.62M |
|
780
Matador Resources
MTDR
$5.84B
| $12.8M | 0.01% |
524,784
-2,927
| -0.6% | -$64.3K |
|
|
FTR
781
DELISTED
Frontier Communications Corp.
FTR
| $12.7M | 0.01% |
204,224
-1,379
| -0.7% | -$98.2K |
|
782
Icon
ICLR
$12.6B
| $12.7M | 0.01% |
164,164
-45,984
| -22% | -$3.46M |
|
783
National Bank Holdings
NBHC
$1.93B
| $12.6M | 0.01% |
539,402
-13,849
| -3% | -$306K |
|
|
CPN
784
DELISTED
Calpine Corporation
CPN
| $12.6M | 0.01% |
996,051
+3,980
| +0.4% | +$53.6K |
|
785
Fortinet
FTNT
$120B
| $12.6M | 0.01% |
1,703,330
+72,350
| +4% | +$506K |
|
|
HR
786
DELISTED
Healthcare Realty Trust Incorporated
HR
| $12.5M | 0.01% |
367,641
-8,561
| -2% | -$301K |
|
787
Axalta
AXTA
$8.15B
| $12.5M | 0.01% |
441,197
+100,754
| +30% | +$2.82M |
|
|
S
788
DELISTED
Sprint Corporation
S
| $12.4M | 0.01% |
1,875,195
-18,501
| -1% | -$110K |
|
|
CALD
789
DELISTED
Callidus Software, Inc.
CALD
| $12.4M | 0.01% |
677,199
-17,662
| -3% | -$345K |
|
790
Universal Display
OLED
$3.95B
| $12.3M | 0.01% |
222,357
-8,489
| -4% | -$538K |
|
791
HF Sinclair
DINO
$14.8B
| $12.3M | 0.01% |
502,596
-81,350
| -14% | -$2.05M |
|
792
MACOM Technology Solutions
MTSI
$20.1B
| $12.3M | 0.01% |
290,323
-9,389
| -3% | -$368K |
|
|
CHK
793
DELISTED
Chesapeake Energy Corporation
CHK
| $12.2M | 0.01% |
9,743
+1,711
| +21% | +$1.97M |
|
|
SNI
794
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
| $12.2M | 0.01% |
192,303
-12,593
| -6% | -$806K |
|
795
Rapid7
RPD
$726M
| $12.2M | 0.01% |
+689,280
| New | +$10.8M |
|
796
Ionis Pharmaceuticals
IONS
$9.01B
| $12M | 0.01% |
327,871
-142,934
| -30% | -$4.47M |
|
797
Compañía de Minas Buenaventura
BVN
$8.38B
| $12M | 0.01% |
867,980
+124,066
| +17% | +$1.74M |
|
|
AFSI
798
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $12M | 0.01% |
446,114
-309,940
| -41% | -$7.96M |
|
|
BEAV
799
DELISTED
B/E Aerospace Inc
BEAV
| $12M | 0.01% |
231,361
+82
| +0% | +$3.97K |
|
800
TG Therapeutics
TGTX
$7.64B
| $11.9M | 0.01% |
1,537,301
-273,543
| -15% | -$1.76M |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.