UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Cousins Properties
CUZ
$5.06B
| $11M | 0.01% |
324,741
-6,526
| -2% | -$232K |
|
777
SPX Corp
SPXC
$10.8B
| $10.9M | 0.01% |
461,001
+2,938
| +0.6% | +$76.3K |
|
|
PPS
778
DELISTED
Post Properties
PPS
| $10.8M | 0.01% |
211,202
-26,000
| -11% | -$1.41M |
|
779
Dick's Sporting Goods
DKS
$17.9B
| $10.8M | 0.01% |
246,577
-181,332
| -42% | -$8.07M |
|
780
Saia
SAIA
$9.52B
| $10.8M | 0.01% |
217,698
-12,579
| -5% | -$598K |
|
|
SHPG
781
DELISTED
Shire pic
SHPG
| $10.7M | 0.01% |
41,480
-45,273
| -52% | -$11.2M |
|
|
HAR
782
DELISTED
Harman International Industries
HAR
| $10.7M | 0.01% |
109,474
+9,331
| +9% | +$1.04M |
|
783
CoreCivic
CXW
$3.09B
| $10.7M | 0.01% |
312,014
-5,400
| -2% | -$186K |
|
|
KOG
784
DELISTED
KODIAK OIL & GAS CORP
KOG
| $10.7M | 0.01% |
785,146
-397,800
| -34% | -$5.97M |
|
|
NGD
785
DELISTED
New Gold Inc
NGD
| $10.6M | 0.01% |
2,094,545
+373,023
| +22% | +$2.29M |
|
786
iShares MSCI South Korea ETF
EWY
$24.6B
| $10.6M | 0.01% |
175,467
+23,261
| +15% | +$1.51M |
|
787
Emergent Biosolutions
EBS
$389M
| $10.6M | 0.01% |
497,669
+135,863
| +38% | +$3.11M |
|
|
SEMG
788
DELISTED
SEMGROUP CORPORATION
SEMG
| $10.5M | 0.01% |
126,599
-9,100
| -7% | -$750K |
|
789
Jones Lang LaSalle
JLL
$17.2B
| $10.5M | 0.01% |
83,392
+2,052
| +3% | +$267K |
|
790
iShares Russell 3000 ETF
IWV
$20.2B
| $10.5M | 0.01% |
89,548
| – | – |
|
|
PWE
791
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $10.4M | 0.01% |
1,537,627
+300,484
| +24% | +$2.37M |
|
|
FEIC
792
DELISTED
FEI COMPANY
FEIC
| $10.4M | 0.01% |
138,199
-24,500
| -15% | -$2.06M |
|
|
EV
793
DELISTED
Eaton Vance Corp.
EV
| $10.4M | 0.01% |
275,443
+7,895
| +3% | +$296K |
|
794
Rayonier
RYN
$6.62B
| $10.4M | 0.01% |
366,717
-176,168
| -32% | -$5.41M |
|
|
HR
795
DELISTED
Healthcare Realty Trust Incorporated
HR
| $10.3M | 0.01% |
435,902
-17,900
| -4% | -$443K |
|
796
Grand Canyon Education
LOPE
$3.92B
| $10.3M | 0.01% |
252,499
-19,329
| -7% | -$841K |
|
797
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$782M
| $10.3M | 0.01% |
+378,810
| New | +$10.3M |
|
798
Avis
CAR
$4.9B
| $10.2M | 0.01% |
186,188
+23,886
| +15% | +$1.49M |
|
|
CAVM
799
DELISTED
Cavium, Inc.
CAVM
| $10.2M | 0.01% |
204,198
-15,417
| -7% | -$781K |
|
800
AutoNation
AN
$7.13B
| $10.1M | 0.01% |
200,397
+29,444
| +17% | +$1.61M |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.