UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Crown Castle
CCI
|
+$267M |
| 2 |
Starbucks
SBUX
|
+$239M |
| 3 |
PepsiCo
PEP
|
+$178M |
| 4 |
ALTR
Altera Corp
ALTR
|
+$151M |
| 5 |
LyondellBasell Industries
LYB
|
+$151M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yelp
YELP
|
+$194M |
| 2 |
UnitedHealth
UNH
|
+$164M |
| 3 |
Liberty Global Class A
LBTYA
|
+$132M |
| 4 |
Union Pacific
UNP
|
+$121M |
| 5 |
Royal Caribbean
RCL
|
+$109M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.47% |
| 2 | Healthcare | 14.45% |
| 3 | Technology | 13.25% |
| 4 | Industrials | 9.53% |
| 5 | Consumer Discretionary | 8.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Alaska Air
ALK
$5.66B
| $11.3M | 0.01% |
242,540
+183,560
| +311% | +$7.61M |
|
777
SPX Corp
SPXC
$10.7B
| $11.3M | 0.01% |
456,713
+8,415
| +2% | +$216K |
|
778
Baytex Energy
BTE
$2.93B
| $11.2M | 0.01% |
271,266
+2,619
| +1% | +$98.9K |
|
779
Stratasys
SSYS
$760M
| $11.1M | 0.01% |
104,972
-11,526
| -10% | -$1.38M |
|
|
UFS
780
DELISTED
DOMTAR CORPORATION (New)
UFS
| $11.1M | 0.01% |
197,150
-36,400
| -16% | -$1.88M |
|
781
Douglas Emmett
DEI
$1.93B
| $11.1M | 0.01% |
407,339
-6,555
| -2% | -$170K |
|
|
BRS
782
DELISTED
Bristow Group, Inc.
BRS
| $11M | 0.01% |
146,215
+3,001
| +2% | +$222K |
|
783
Lear
LEA
$7.93B
| $11M | 0.01% |
131,779
+58,040
| +79% | +$4.62M |
|
784
Banco Santander
SAN
$209B
| $11M | 0.01% |
1,265,365
+206,884
| +20% | +$1.69M |
|
785
Reinsurance Group of America
RGA
$15.5B
| $11M | 0.01% |
137,913
+85,300
| +162% | +$6.48M |
|
|
FEIC
786
DELISTED
FEI COMPANY
FEIC
| $11M | 0.01% |
106,599
+3,400
| +3% | +$334K |
|
787
Emcor
EME
$35.7B
| $11M | 0.01% |
234,383
-22,806
| -9% | -$1M |
|
|
YOKU
788
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
| $10.9M | 0.01% |
+389,840
| New | +$12.1M |
|
789
Williams-Sonoma
WSM
$29.1B
| $10.9M | 0.01% |
327,592
+68,000
| +26% | +$1.98M |
|
|
AIRM
790
DELISTED
Air Methods Corp
AIRM
| $10.9M | 0.01% |
204,209
-23,501
| -10% | -$1.25M |
|
791
Packaging Corp of America
PKG
$22.5B
| $10.9M | 0.01% |
154,802
+86,527
| +127% | +$5.91M |
|
792
SEI Investments
SEIC
$12.6B
| $10.9M | 0.01% |
323,448
+8,748
| +3% | +$297K |
|
|
HAR
793
DELISTED
Harman International Industries
HAR
| $10.8M | 0.01% |
101,443
+11,660
| +13% | +$1.16M |
|
|
CNR
794
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $10.8M | 0.01% |
617,299
+106,400
| +21% | +$1.9M |
|
|
XOMA
795
DELISTED
Xoma
XOMA
| $10.7M | 0.01% |
102,254
+40,881
| +67% | +$5.94M |
|
796
MacroGenics
MGNX
$255M
| $10.6M | 0.01% |
380,701
+198,580
| +109% | +$7.01M |
|
|
PES
797
DELISTED
Pioneer Energy Services Corp.
PES
| $10.6M | 0.01% |
817,335
+120,935
| +17% | +$1.21M |
|
|
CAVM
798
DELISTED
Cavium, Inc.
CAVM
| $10.6M | 0.01% |
241,856
-26,598
| -10% | -$1.05M |
|
799
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
| $10.5M | 0.01% |
218,765
-56,711
| -21% | -$2.62M |
|
800
Goodyear
GT
$1.94B
| $10.4M | 0.01% |
398,634
+44,620
| +13% | +$1.14M |
|
Similar funds
UBS AM's Q1 2014 Portfolio in Review
As of Q1 2014, UBS AM held 2,626 positions worth $93.7B, up 7.2% from $87.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM deployed $3.76B of net new capital in Q1 2014, opening 95 new positions and adding to 1,579 existing holdings. Its largest new stake was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was Yelp, an estimated $194M trimmed.
- UBS AM's largest Q1 2014 buy was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
- UBS AM added most to Crown Castle in Q1 2014, an estimated $267M increase.
- UBS AM's biggest Q1 2014 reduction was Yelp, cutting an estimated $194M.
- UBS AM fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $41.7M.
- UBS AM's ten largest holdings make up 14% of its $93.7B portfolio in Q1 2014.
- UBS AM opened 95 new positions and closed 53 in Q1 2014.
- UBS AM's portfolio value rose 7.2% quarter-over-quarter to $93.7B.
Based on UBS AM's 13F filing for Q1 2014, filed 23 May 2014.