UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PDCE
751
DELISTED
PDC Energy, Inc.
PDCE
| $14.2M | 0.02% |
212,205
-81,595
| -28% | -$4.94M |
|
|
GAP
752
The Gap Inc
GAP
$7.4B
| $14.2M | 0.02% |
637,899
+18,609
| +3% | +$449K |
|
753
Children's Place
PLCE
$58M
| $14M | 0.02% |
175,812
-3,227
| -2% | -$266K |
|
754
News Corp Class A
NWSA
$15.7B
| $14M | 0.02% |
1,002,822
+31,593
| +3% | +$417K |
|
755
Five Below
FIVE
$12.4B
| $14M | 0.02% |
347,486
-13,685
| -4% | -$633K |
|
756
Ligand Pharmaceuticals
LGND
$6.06B
| $14M | 0.02% |
219,824
-4,937
| -2% | -$363K |
|
|
AUY
757
DELISTED
Yamana Gold, Inc.
AUY
| $14M | 0.02% |
3,246,222
+38,371
| +1% | +$198K |
|
758
Ollie's Bargain Outlet
OLLI
$4.74B
| $13.8M | 0.01% |
527,614
-9,837
| -2% | -$256K |
|
759
Ralph Lauren
RL
$22.7B
| $13.7M | 0.01% |
135,585
+545
| +0.4% | +$54.7K |
|
760
Boise Cascade
BCC
$2.98B
| $13.6M | 0.01% |
537,261
-11,372
| -2% | -$292K |
|
761
Sensata Technologies
ST
$6.93B
| $13.5M | 0.01% |
348,581
-11,782
| -3% | -$445K |
|
|
TGNA
762
DELISTED
TEGNA Inc
TGNA
| $13.5M | 0.01% |
964,328
-25,927
| -3% | -$364K |
|
|
DF
763
DELISTED
Dean Foods Company
DF
| $13.4M | 0.01% |
819,662
-18,797
| -2% | -$328K |
|
|
WUBA
764
DELISTED
58.com Inc
WUBA
| $13.4M | 0.01% |
280,262
+14,804
| +6% | +$723K |
|
765
H&R Block
HRB
$5.82B
| $13.4M | 0.01% |
576,928
-5,416
| -0.9% | -$127K |
|
766
Woodward
WWD
$22B
| $13.3M | 0.01% |
212,872
-5,893
| -3% | -$354K |
|
767
Coty
COTY
$2.49B
| $13.3M | 0.01% |
565,883
+555,788
| +5,506% | +$14.7M |
|
768
Toll Brothers
TOL
$14.5B
| $13.2M | 0.01% |
442,739
+70,004
| +19% | +$2.02M |
|
769
Bankunited
BKU
$3.43B
| $13.2M | 0.01% |
436,783
-137,124
| -24% | -$4.2M |
|
770
Cousins Properties
CUZ
$5.06B
| $13.2M | 0.01% |
446,836
-10,614
| -2% | -$321K |
|
|
AMSG
771
DELISTED
Amsurg Corp
AMSG
| $13.2M | 0.01% |
196,401
+914
| +0.5% | +$63.9K |
|
772
Universal Electronics
UEIC
$60.1M
| $13.1M | 0.01% |
175,309
-3,764
| -2% | -$283K |
|
773
Norwegian Cruise Line
NCLH
$9.32B
| $13M | 0.01% |
345,064
+6,334
| +2% | +$246K |
|
774
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| – | – |
0
| – | – |
|
775
Core Laboratories
CLB
$502M
| $12.8M | 0.01% |
114,175
+626
| +0.6% | +$72.1K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.