UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CVC
751
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
| $12.2M | 0.01% |
694,749
+16,858
| +2% | +$312K |
|
|
ERF
752
DELISTED
Enerplus Corporation
ERF
| $12.2M | 0.01% |
639,097
+119,601
| +23% | +$2.62M |
|
753
Eagle Materials
EXP
$6.7B
| $12.2M | 0.01% |
119,373
+92,674
| +347% | +$9M |
|
754
Ally Financial
ALLY
$13.6B
| $12.1M | 0.01% |
+523,332
| New | +$12.5M |
|
755
Centene
CNC
$33.1B
| $12M | 0.01% |
582,408
+13,960
| +2% | +$269K |
|
|
PNRA
756
DELISTED
Panera Bread Co
PNRA
| $12M | 0.01% |
74,010
+4,700
| +7% | +$709K |
|
757
PTC Therapeutics
PTCT
$5.78B
| $12M | 0.01% |
+273,600
| New | +$8.56M |
|
|
AIV
758
Aimco
AIV
$381M
| $12M | 0.01% |
2,829,780
-127,526
| -4% | -$568K |
|
759
Middleby
MIDD
$6.12B
| $12M | 0.01% |
135,900
+3,200
| +2% | +$265K |
|
760
Lincoln Electric
LECO
$15.2B
| $12M | 0.01% |
172,850
+11,800
| +7% | +$821K |
|
761
Factset
FDS
$9.89B
| $11.9M | 0.01% |
98,232
+4,100
| +4% | +$506K |
|
|
ETFC
762
DELISTED
E*Trade Financial Corporation
ETFC
| $11.9M | 0.01% |
526,667
+5,680
| +1% | +$125K |
|
|
INVN
763
DELISTED
Invensense Inc
INVN
| $11.8M | 0.01% |
599,431
+45,276
| +8% | +$1.07M |
|
764
Asbury Automotive
ABG
$3.94B
| $11.7M | 0.01% |
181,230
-10,237
| -5% | -$707K |
|
|
RAX
765
DELISTED
Rackspace Hosting Inc
RAX
| $11.6M | 0.01% |
356,154
+5,827
| +2% | +$193K |
|
766
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| – | – |
0
| – | – |
|
|
AWAY
767
DELISTED
HOMEAWAY INC COM
AWAY
| $11.4M | 0.01% |
320,975
-19,611
| -6% | -$655K |
|
768
Gentex
GNTX
$5.14B
| $11.3M | 0.01% |
846,682
+613,200
| +263% | +$8.92M |
|
|
LSI
769
DELISTED
Life Storage, Inc.
LSI
| $11.3M | 0.01% |
227,081
-29,956
| -12% | -$1.54M |
|
|
GNC
770
DELISTED
GNC Holdings, Inc.
GNC
| $11.2M | 0.01% |
288,200
+10,142
| +4% | +$368K |
|
|
AHL
771
DELISTED
ASPEN Insurance Holding Limited
AHL
| $11.1M | 0.01% |
259,873
+211,300
| +435% | +$8.98M |
|
772
Liberty Media Series A
FWONA
$22.1B
| $11.1M | 0.01% |
462,100
-851,437
| -65% | -$20.9M |
|
773
Assured Guaranty
AGO
$3.66B
| $11.1M | 0.01% |
500,263
+83,600
| +20% | +$1.95M |
|
|
SRC
774
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $11.1M | 0.01% |
224,927
-18,553
| -8% | -$959K |
|
|
CIE
775
DELISTED
Cobalt International Energy, Inc
CIE
| $11M | 0.01% |
54,116
-1,157
| -2% | -$268K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.