UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Crown Castle
CCI
|
+$267M |
| 2 |
Starbucks
SBUX
|
+$239M |
| 3 |
PepsiCo
PEP
|
+$178M |
| 4 |
ALTR
Altera Corp
ALTR
|
+$151M |
| 5 |
LyondellBasell Industries
LYB
|
+$151M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yelp
YELP
|
+$194M |
| 2 |
UnitedHealth
UNH
|
+$164M |
| 3 |
Liberty Global Class A
LBTYA
|
+$132M |
| 4 |
Union Pacific
UNP
|
+$121M |
| 5 |
Royal Caribbean
RCL
|
+$109M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.47% |
| 2 | Healthcare | 14.45% |
| 3 | Technology | 13.25% |
| 4 | Industrials | 9.53% |
| 5 | Consumer Discretionary | 8.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HOLX
751
DELISTED
Hologic
HOLX
| $12.7M | 0.01% |
592,978
+33,353
| +6% | +$720K |
|
752
Celldex Therapeutics
CLDX
$3.26B
| $12.7M | 0.01% |
47,839
+28,937
| +153% | +$11.1M |
|
753
Ulta Beauty
ULTA
$23.2B
| $12.2M | 0.01% |
125,275
+3,801
| +3% | +$342K |
|
754
RH
RH
$3.56B
| $12.2M | 0.01% |
165,850
-18,984
| -10% | -$1.18M |
|
755
Mettler-Toledo International
MTD
$28.5B
| $12.1M | 0.01% |
51,529
+2,752
| +6% | +$674K |
|
756
VanEck India Growth Leaders ETF
GLIN
$95M
| $12.1M | 0.01% |
337,800
+211,800
| +168% | +$6.64M |
|
757
Cinemark Holdings
CNK
$4.4B
| $12.1M | 0.01% |
417,508
+3,936
| +1% | +$118K |
|
758
Cadence Design Systems
CDNS
$93.2B
| $12.1M | 0.01% |
778,510
+431,059
| +124% | +$6.39M |
|
|
BLOX
759
DELISTED
Infoblox Inc
BLOX
| $12.1M | 0.01% |
601,644
+40,102
| +7% | +$1.11M |
|
760
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
| – | – |
0
| – | – |
|
|
CEO
761
DELISTED
CNOOC Limited
CEO
| $12M | 0.01% |
79,200
| – | – |
|
|
SPN
762
DELISTED
Superior Energy Services, Inc.
SPN
| $11.9M | 0.01% |
38,572
+2,536
| +7% | +$682K |
|
763
WEX
WEX
$6.46B
| $11.9M | 0.01% |
124,699
+15,300
| +14% | +$1.4M |
|
|
AIV
764
Aimco
AIV
$381M
| $11.8M | 0.01% |
2,936,039
-1,482,166
| -34% | -$5.69M |
|
765
Asbury Automotive
ABG
$3.88B
| $11.7M | 0.01% |
211,243
-24,468
| -10% | -$1.25M |
|
766
BP
BP
$109B
| $11.6M | 0.01% |
295,880
-393,168
| -57% | -$15.5M |
|
|
OREX
767
DELISTED
Orexigen Therapeutics, Inc.
OREX
| $11.6M | 0.01% |
178,655
+37,900
| +27% | +$2.56M |
|
|
ONIT
768
Onity Group
ONIT
$311M
| $11.6M | 0.01% |
19,743
+7,177
| +57% | +$4.66M |
|
|
AHL
769
DELISTED
ASPEN Insurance Holding Limited
AHL
| $11.6M | 0.01% |
291,263
+239,600
| +464% | +$9.3M |
|
770
Middleby
MIDD
$6.03B
| $11.5M | 0.01% |
131,100
-39,300
| -23% | -$3.43M |
|
771
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| – | – |
0
| – | – |
|
772
United Natural Foods
UNFI
$2.9B
| $11.4M | 0.01% |
161,398
-14,400
| -8% | -$1.03M |
|
|
CVC
773
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
| $11.4M | 0.01% |
677,503
+49,420
| +8% | +$828K |
|
|
FNFG
774
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
| $11.4M | 0.01% |
1,201,772
+11,000
| +0.9% | +$102K |
|
|
ETFC
775
DELISTED
E*Trade Financial Corporation
ETFC
| $11.3M | 0.01% |
492,143
+170,317
| +53% | +$3.73M |
|
Similar funds
UBS AM's Q1 2014 Portfolio in Review
As of Q1 2014, UBS AM held 2,626 positions worth $93.7B, up 7.2% from $87.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM deployed $3.76B of net new capital in Q1 2014, opening 95 new positions and adding to 1,579 existing holdings. Its largest new stake was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was Yelp, an estimated $194M trimmed.
- UBS AM's largest Q1 2014 buy was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
- UBS AM added most to Crown Castle in Q1 2014, an estimated $267M increase.
- UBS AM's biggest Q1 2014 reduction was Yelp, cutting an estimated $194M.
- UBS AM fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $41.7M.
- UBS AM's ten largest holdings make up 14% of its $93.7B portfolio in Q1 2014.
- UBS AM opened 95 new positions and closed 53 in Q1 2014.
- UBS AM's portfolio value rose 7.2% quarter-over-quarter to $93.7B.
Based on UBS AM's 13F filing for Q1 2014, filed 23 May 2014.