UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
Jones Lang LaSalle
JLL
$17.2B
| $15.4M | 0.02% |
135,001
-2,746
| -2% | -$306K |
|
727
Domino's
DPZ
$12.1B
| $15.3M | 0.02% |
101,075
+17,880
| +21% | +$2.61M |
|
728
lululemon athletica
LULU
$14B
| $15.3M | 0.02% |
251,085
-3,489
| -1% | -$258K |
|
|
LOGM
729
DELISTED
LogMein, Inc.
LOGM
| $15.3M | 0.02% |
169,184
+137,524
| +434% | +$11M |
|
730
Lumentum
LITE
$64.3B
| $15.2M | 0.02% |
363,645
-11,052
| -3% | -$364K |
|
|
LSXMK
731
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
| $15.2M | 0.02% |
595,689
-5,677
| -0.9% | -$143K |
|
732
FMC
FMC
$1.35B
| $15.1M | 0.02% |
358,978
-642
| -0.2% | -$26.4K |
|
733
SEI Investments
SEIC
$12.6B
| $15M | 0.02% |
329,870
-6,491
| -2% | -$304K |
|
|
WAGE
734
DELISTED
WageWorks, Inc.
WAGE
| $15M | 0.02% |
245,895
-6,580
| -3% | -$403K |
|
|
DISCK
735
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $15M | 0.02% |
569,117
-33,737
| -6% | -$836K |
|
736
Diamondback Energy
FANG
$52.4B
| $14.9M | 0.02% |
154,314
+45,058
| +41% | +$4.15M |
|
737
W.P. Carey
WPC
$16.4B
| $14.9M | 0.02% |
235,484
-9,232
| -4% | -$616K |
|
738
Casey's General Stores
CASY
$31.6B
| $14.8M | 0.02% |
123,249
-1,196
| -1% | -$154K |
|
739
Pultegroup
PHM
$25.3B
| $14.8M | 0.02% |
738,604
-14,919
| -2% | -$309K |
|
740
Dick's Sporting Goods
DKS
$17.9B
| $14.6M | 0.02% |
258,210
-396,399
| -61% | -$21.8M |
|
|
NE
741
DELISTED
Noble Corporation
NE
| $14.6M | 0.02% |
2,305,693
-193,829
| -8% | -$1.3M |
|
742
United Airlines
UAL
$43.1B
| $14.5M | 0.02% |
276,301
-1,081,075
| -80% | -$52M |
|
743
Acadia Healthcare
ACHC
$3B
| $14.5M | 0.02% |
292,398
-7,857
| -3% | -$409K |
|
|
ISBC
744
DELISTED
Investors Bancorp, Inc.
ISBC
| $14.5M | 0.02% |
1,205,006
+282,148
| +31% | +$3.28M |
|
|
CYOU
745
DELISTED
Changyou.com Limited American Depositary Share
CYOU
| $14.4M | 0.02% |
527,275
-177,754
| -25% | -$4.12M |
|
746
Columbia Banking Systems
COLB
$8.87B
| $14.3M | 0.02% |
438,459
-6,438
| -1% | -$201K |
|
747
Ciena
CIEN
$57.9B
| $14.3M | 0.02% |
657,986
-15,413
| -2% | -$321K |
|
748
NRG Energy
NRG
$25.5B
| $14.3M | 0.02% |
1,278,542
+136,879
| +12% | +$1.78M |
|
749
Badger Meter
BMI
$4.04B
| $14.3M | 0.02% |
426,716
| – | – |
|
750
AMC Entertainment Holdings
AMC
$2.38B
| $14.2M | 0.02% |
45,783
-5,523
| -11% | -$1.66M |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.