UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
PVH
PVH
$4.04B
| $22.5M | 0.01% |
377,521
+36,878
| +11% | +$2.03M |
|
702
Lear
LEA
$8.18B
| $22.4M | 0.01% |
205,786
+3,366
| +2% | +$384K |
|
703
Highwoods Properties
HIW
$3.47B
| $22.2M | 0.01% |
662,247
+91,733
| +16% | +$3.38M |
|
704
Churchill Downs
CHDN
$6.12B
| $22.1M | 0.01% |
270,338
+16,206
| +6% | +$1.26M |
|
705
uniQure
QURE
$3.22B
| $22.1M | 0.01% |
599,298
-406,361
| -40% | -$16.6M |
|
706
Cousins Properties
CUZ
$4.88B
| $22.1M | 0.01% |
771,758
+81,256
| +12% | +$2.42M |
|
707
Prelude Therapeutics
PRLD
$390M
| $21.9M | 0.01% |
+726,463
| New | +$20.5M |
|
708
HEICO Corp Class A
HEI.A
$37.2B
| $21.8M | 0.01% |
245,642
+40,194
| +20% | +$3.39M |
|
709
Etsy
ETSY
$7.85B
| $21.5M | 0.01% |
176,746
+32,371
| +22% | +$3.79M |
|
710
Landstar System
LSTR
$6.21B
| $21.4M | 0.01% |
170,530
-10,159
| -6% | -$1.28M |
|
711
Douglas Emmett
DEI
$1.96B
| $21.4M | 0.01% |
851,418
+98,019
| +13% | +$2.76M |
|
|
FOLD
712
DELISTED
Amicus Therapeutics
FOLD
| $21.3M | 0.01% |
1,505,578
+1,215,044
| +418% | +$17.7M |
|
|
SILK
713
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
| $21.2M | 0.01% |
314,963
+293,163
| +1,345% | +$16M |
|
714
Reynolds Consumer Products
REYN
$5.59B
| $21.1M | 0.01% |
687,828
-348,958
| -34% | -$11.5M |
|
|
NSTG
715
DELISTED
NanoString Technologies, Inc.
NSTG
| $20.9M | 0.01% |
468,208
+2,071
| +0.4% | +$80.5K |
|
716
Lincoln National
LNC
$8.81B
| $20.9M | 0.01% |
665,986
+4,641
| +0.7% | +$166K |
|
717
ORIX
IX
$43.5B
| $20.6M | 0.01% |
+1,648,805
| New | +$20.3M |
|
718
BJs Wholesale Club
BJ
$12.3B
| $20.5M | 0.01% |
492,241
-80,733
| -14% | -$3.34M |
|
|
HR
719
DELISTED
Healthcare Realty Trust Incorporated
HR
| $20.5M | 0.01% |
679,033
+76,563
| +13% | +$2.2M |
|
720
Gaotu Techedu
GOTU
$436M
| $20.4M | 0.01% |
226,820
-27,221
| -11% | -$2.42M |
|
721
Zions Bancorporation
ZION
$10.3B
| $20.3M | 0.01% |
696,389
+18,393
| +3% | +$593K |
|
722
Axalta
AXTA
$8.17B
| $20.2M | 0.01% |
912,245
-12,456
| -1% | -$289K |
|
723
Regal Rexnord
RRX
$11.9B
| $20.2M | 0.01% |
215,137
+18,312
| +9% | +$1.74M |
|
724
Mercury Systems
MRCY
$6.52B
| $20.2M | 0.01% |
260,651
-839
| -0.3% | -$63.6K |
|
725
Atlassian
TEAM
$37.8B
| $20.2M | 0.01% |
110,900
+171
| +0.2% | +$30.5K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.