UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$190M |
| 2 |
Alibaba
BABA
|
+$147M |
| 3 |
Walt Disney
DIS
|
+$138M |
| 4 |
Analog Devices
ADI
|
+$130M |
| 5 |
Merck
MRK
|
+$127M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$180M |
| 2 |
PepsiCo
PEP
|
+$150M |
| 3 |
Lincoln National
LNC
|
+$139M |
| 4 |
Accenture
ACN
|
+$117M |
| 5 |
McDonald's
MCD
|
+$96.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.64% |
| 2 | Financials | 14.72% |
| 3 | Healthcare | 13.96% |
| 4 | Consumer Discretionary | 10.11% |
| 5 | Communication Services | 9.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FLG
701
Flagstar Bank National Association
FLG
$5.93B
| $18.8M | 0.02% |
449,486
+40,345
| +10% | +$1.82M |
|
|
NFX
702
DELISTED
Newfield Exploration
NFX
| $18.7M | 0.02% |
506,734
+22,660
| +5% | +$882K |
|
703
8x8 Inc
EGHT
$292M
| $18.6M | 0.02% |
1,221,527
-55,537
| -4% | -$842K |
|
704
iShares Core S&P Small-Cap ETF
IJR
$111B
| $18.6M | 0.02% |
269,307
+269,279
| +961,711% | +$18.6M |
|
705
Jacobs Solutions
J
$16.4B
| $18.5M | 0.02% |
404,886
+48,736
| +14% | +$2.3M |
|
|
PFPT
706
DELISTED
Proofpoint, Inc.
PFPT
| $18.5M | 0.02% |
248,959
-8,920
| -3% | -$709K |
|
707
Axalta
AXTA
$7.76B
| $18.4M | 0.02% |
572,666
+96,878
| +20% | +$2.88M |
|
708
Pultegroup
PHM
$24.6B
| $18.4M | 0.02% |
782,027
+47,721
| +6% | +$1.03M |
|
709
Crown Holdings
CCK
$13B
| $18.3M | 0.02% |
345,513
+31,972
| +10% | +$1.71M |
|
710
iShares MSCI Emerging Markets ETF
EEM
$28.9B
| $18.2M | 0.02% |
462,130
+64,343
| +16% | +$2.44M |
|
711
Grand Canyon Education
LOPE
$3.93B
| $18.1M | 0.02% |
252,984
-4,980
| -2% | -$309K |
|
|
S
712
DELISTED
Sprint Corporation
S
| $18M | 0.02% |
2,079,068
+256,051
| +14% | +$2.24M |
|
713
Teleflex
TFX
$6.18B
| $18M | 0.02% |
93,115
+20,555
| +28% | +$3.7M |
|
|
LSXMK
714
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
| $18M | 0.02% |
608,555
+16,895
| +3% | +$477K |
|
715
TG Therapeutics
TGTX
$7.07B
| $18M | 0.02% |
1,540,900
+33
| +0% | +$237 |
|
716
Webster Financial
WBS
$12.6B
| $17.9M | 0.02% |
358,328
-9,755
| -3% | -$521K |
|
|
DISCK
717
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $17.9M | 0.02% |
631,582
+78,379
| +14% | +$2.15M |
|
718
American Airlines Group
AAL
$10.6B
| $17.8M | 0.02% |
421,192
+25,738
| +7% | +$1.16M |
|
|
ICPT
719
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $17.8M | 0.02% |
157,207
+25,607
| +19% | +$2.99M |
|
|
SRCL
720
DELISTED
Stericycle Inc
SRCL
| $17.8M | 0.02% |
214,198
+17,380
| +9% | +$1.4M |
|
|
WBC
721
DELISTED
WABCO HOLDINGS INC.
WBC
| $17.7M | 0.02% |
150,957
+15,410
| +11% | +$1.73M |
|
722
EnerSys
ENS
$6.88B
| $17.6M | 0.02% |
222,834
-7,940
| -3% | -$619K |
|
723
Flowserve
FLS
$9.78B
| $17.5M | 0.02% |
362,165
+31,186
| +9% | +$1.51M |
|
|
IDTI
724
DELISTED
Integrated Device Technology I
IDTI
| $17.5M | 0.02% |
738,708
-1,340,947
| -64% | -$32.9M |
|
|
CLVS
725
DELISTED
Clovis Oncology, Inc.
CLVS
| $17.3M | 0.02% |
272,092
+17,450
| +7% | +$1.06M |
|
Similar funds
UBS AM's Q1 2017 Portfolio in Review
As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
- UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
- UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
- UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
- UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
- UBS AM opened 150 new positions and closed 208 in Q1 2017.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.
Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.