UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
CDW
CDW
$17.9B
| $16.7M | 0.02% |
365,754
-796,067
| -69% | -$34.9M |
|
|
VAL
702
DELISTED
Valspar
VAL
| $16.6M | 0.02% |
156,633
+13,368
| +9% | +$1.42M |
|
703
Ashland
ASH
$3.28B
| $16.5M | 0.02% |
291,156
+5,294
| +2% | +$304K |
|
704
NNN REIT
NNN
$9.01B
| $16.5M | 0.02% |
324,022
+6,551
| +2% | +$335K |
|
|
CPE
705
DELISTED
Callon Petroleum Company
CPE
| $16.4M | 0.02% |
104,518
-493
| -0.5% | -$65.2K |
|
706
OGE Energy
OGE
$9.71B
| $16.4M | 0.02% |
518,378
+3,139
| +0.6% | +$99.4K |
|
707
Kinross Gold
KGC
$30.5B
| $16.4M | 0.02% |
3,894,837
-125,742
| -3% | -$606K |
|
|
BLUE
708
DELISTED
bluebird bio
BLUE
| $16.4M | 0.02% |
18,636
+7,365
| +65% | +$5.33M |
|
|
ELLI
709
DELISTED
Ellie Mae Inc
ELLI
| $16.3M | 0.02% |
155,220
+136,415
| +725% | +$13.2M |
|
|
WRI
710
DELISTED
Weingarten Realty Investors
WRI
| $16.3M | 0.02% |
418,199
-156,136
| -27% | -$6.44M |
|
|
DHC
711
Diversified Healthcare Trust
DHC
$2.22B
| $16.1M | 0.02% |
710,709
-64,095
| -8% | -$1.42M |
|
712
Alaska Air
ALK
$5.81B
| $16M | 0.02% |
243,204
-98,862
| -29% | -$6.5M |
|
713
Jefferies Financial Group
JEF
$13B
| $16M | 0.02% |
939,693
+4,888
| +0.5% | +$81K |
|
|
SNCR
714
DELISTED
Synchronoss Technologies
SNCR
| $16M | 0.02% |
43,188
-1,051
| -2% | -$372K |
|
|
SRCL
715
DELISTED
Stericycle Inc
SRCL
| $16M | 0.02% |
199,128
+4,148
| +2% | +$375K |
|
|
VRN
716
DELISTED
Veren
VRN
| $15.9M | 0.02% |
1,210,769
+57,165
| +5% | +$853K |
|
717
Liberty Broadband Class C
LBRDK
$5.17B
| $15.9M | 0.02% |
221,796
+164,930
| +290% | +$11M |
|
718
Flowserve
FLS
$10.1B
| $15.8M | 0.02% |
327,243
-2,016
| -0.6% | -$95.7K |
|
719
MacroGenics
MGNX
$248M
| $15.7M | 0.02% |
525,671
-30,673
| -6% | -$912K |
|
|
WBC
720
DELISTED
WABCO HOLDINGS INC.
WBC
| $15.6M | 0.02% |
137,567
+1,152
| +0.8% | +$117K |
|
|
CAVM
721
DELISTED
Cavium, Inc.
CAVM
| $15.6M | 0.02% |
267,710
+1,008
| +0.4% | +$50.5K |
|
|
ZLTQ
722
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
| $15.6M | 0.02% |
396,607
-8,729
| -2% | -$312K |
|
723
Webster Financial
WBS
$12.8B
| $15.5M | 0.02% |
406,605
-9,650
| -2% | -$355K |
|
|
MBLY
724
DELISTED
Mobileye N.V.
MBLY
| $15.4M | 0.02% |
362,639
+55,506
| +18% | +$2.57M |
|
725
Omega Healthcare
OHI
$14.6B
| $15.4M | 0.02% |
435,161
+133,319
| +44% | +$4.74M |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.