UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| – | – |
0
| – | – |
|
|
SNCR
702
DELISTED
Synchronoss Technologies
SNCR
| $13M | 0.02% |
38,057
+7,146
| +23% | +$2.18M |
|
|
STR
703
DELISTED
QUESTAR CORP
STR
| $13M | 0.02% |
578,155
+84,061
| +17% | +$1.94M |
|
704
Marvell Technology
MRVL
$191B
| $12.9M | 0.02% |
1,122,438
-178,288
| -14% | -$2.2M |
|
705
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| – | – |
0
| – | – |
|
|
DO
706
DELISTED
Diamond Offshore Drilling
DO
| $12.9M | 0.02% |
206,756
-18,151
| -8% | -$1.21M |
|
|
FTR
707
DELISTED
Frontier Communications Corp.
FTR
| $12.8M | 0.02% |
204,985
-5,290
| -3% | -$344K |
|
|
HCBK
708
DELISTED
HUDSON CITY BANCORP INC
HCBK
| $12.8M | 0.02% |
1,412,013
-17,476
| -1% | -$165K |
|
709
Under Armour
UAA
$2.91B
| $12.8M | 0.02% |
643,232
-1,100
| -0.2% | -$19.4K |
|
|
SFLY
710
DELISTED
Shutterfly, Inc.
SFLY
| $12.8M | 0.02% |
228,321
+8,822
| +4% | +$490K |
|
711
Stratasys
SSYS
$775M
| $12.6M | 0.02% |
124,658
+6,461
| +5% | +$626K |
|
712
Novartis
NVS
$294B
| $12.6M | 0.02% |
183,098
-66
| -0% | -$4.37K |
|
713
United Natural Foods
UNFI
$2.9B
| $12.5M | 0.02% |
186,698
+5,629
| +3% | +$342K |
|
|
BRE
714
DELISTED
BRE PROPERTIES INC CL A
BRE
| $12.5M | 0.02% |
246,837
-85,291
| -26% | -$4.3M |
|
715
IDEX
IEX
$17.5B
| $12.5M | 0.02% |
190,812
| – | – |
|
716
Iron Mountain
IRM
$37.8B
| $12.3M | 0.02% |
494,152
+17,292
| +4% | +$439K |
|
717
Grand Canyon Education
LOPE
$3.91B
| $12.3M | 0.02% |
304,911
+293,012
| +2,462% | +$10.5M |
|
|
PDCO
718
DELISTED
Patterson Companies, Inc.
PDCO
| $12.2M | 0.02% |
304,353
-40,231
| -12% | -$1.63M |
|
719
Toll Brothers
TOL
$14.5B
| $12.2M | 0.02% |
376,243
-2,668
| -0.7% | -$86.3K |
|
|
TEG
720
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
| $12.1M | 0.02% |
216,751
-247
| -0.1% | -$14.5K |
|
721
Leggett & Platt
LEG
$1.4B
| $12M | 0.01% |
398,688
+419
| +0.1% | +$12.9K |
|
|
EGN
722
DELISTED
Energen
EGN
| $12M | 0.01% |
157,364
+79
| +0.1% | +$5.11K |
|
723
Middleby
MIDD
$6.13B
| $12M | 0.01% |
172,200
+6,990
| +4% | +$449K |
|
724
Regis Corp
RGS
$68.7M
| $11.9M | 0.01% |
40,689
+9,875
| +32% | +$3.27M |
|
|
CAVM
725
DELISTED
Cavium, Inc.
CAVM
| $11.9M | 0.01% |
288,616
+9,200
| +3% | +$346K |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.