UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Navient
NAVI
$852M
| $17.8M | 0.02% |
1,230,421
+97,287
| +9% | +$1.36M |
|
677
JB Hunt Transport Services
JBHT
$25.7B
| $17.8M | 0.02% |
219,404
+3,816
| +2% | +$312K |
|
|
SWN
678
DELISTED
Southwestern Energy Company
SWN
| $17.7M | 0.02% |
1,281,980
+286,475
| +29% | +$3.97M |
|
|
FLG
679
Flagstar Bank National Association
FLG
$5.97B
| $17.7M | 0.02% |
415,479
+13,134
| +3% | +$577K |
|
680
Arrow Electronics
ARW
$11.7B
| $17.7M | 0.02% |
277,060
-4,431
| -2% | -$286K |
|
681
New Oriental
EDU
$9.06B
| $17.7M | 0.02% |
381,233
+67,635
| +22% | +$2.93M |
|
|
SPLS
682
DELISTED
Staples Inc
SPLS
| $17.6M | 0.02% |
2,060,221
+35,183
| +2% | +$310K |
|
|
SNV
683
DELISTED
Synovus
SNV
| $17.6M | 0.02% |
539,805
+445,392
| +472% | +$14M |
|
684
Generac Holdings
GNRC
$13B
| $17.6M | 0.02% |
483,642
+106,507
| +28% | +$3.85M |
|
685
American Airlines Group
AAL
$11.1B
| $17.5M | 0.02% |
478,685
+35,663
| +8% | +$1.26M |
|
|
SAVE
686
DELISTED
Spirit Airlines, Inc.
SAVE
| $17.4M | 0.02% |
410,120
+12,328
| +3% | +$511K |
|
687
EnerSys
ENS
$6.99B
| $17.4M | 0.02% |
251,627
-6,330
| -2% | -$422K |
|
688
Range Resources
RRC
$8.9B
| $17.3M | 0.02% |
447,234
+53,324
| +14% | +$2.16M |
|
689
Jacobs Solutions
J
$17B
| $17.3M | 0.02% |
403,624
+33,449
| +9% | +$1.45M |
|
|
DNB
690
DELISTED
Dun & Bradstreet
DNB
| $17.2M | 0.02% |
125,980
-3,083
| -2% | -$413K |
|
691
B&G Foods
BGS
$287M
| $17.2M | 0.02% |
349,562
-4,249
| -1% | -$204K |
|
|
ULTI
692
DELISTED
Ultimate Software Group Inc
ULTI
| $17.2M | 0.02% |
83,940
-1,395
| -2% | -$295K |
|
693
Travel + Leisure Co
TNL
$4.79B
| $17.1M | 0.02% |
563,286
-21,893
| -4% | -$699K |
|
694
iShares MSCI Emerging Markets ETF
EEM
$29.6B
| $17.1M | 0.02% |
456,446
+25,346
| +6% | +$927K |
|
695
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
| $17M | 0.02% |
402,623
-18,712
| -4% | -$771K |
|
696
Packaging Corp of America
PKG
$22.9B
| $16.9M | 0.02% |
208,558
+3,205
| +2% | +$245K |
|
697
Semtech
SMTC
$11.4B
| $16.9M | 0.02% |
609,759
-16,508
| -3% | -$425K |
|
698
Landstar System
LSTR
$6.1B
| $16.9M | 0.02% |
248,037
-91,717
| -27% | -$6.32M |
|
699
Wabtec
WAB
$50.1B
| $16.9M | 0.02% |
206,575
-247,712
| -55% | -$18.2M |
|
|
EDR
700
DELISTED
Education Realty Trust Inc
EDR
| $16.7M | 0.02% |
387,897
+285,510
| +279% | +$13.1M |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.