UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PDCO
651
DELISTED
Patterson Companies, Inc.
PDCO
| $19.4M | 0.02% |
421,535
-349,829
| -45% | -$16.5M |
|
|
IFLN
652
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
| – | – |
0
| – | – |
|
653
Atmos Energy
ATO
$28.6B
| $19.2M | 0.02% |
257,702
+4,339
| +2% | +$334K |
|
654
Nasdaq
NDAQ
$53.1B
| $19M | 0.02% |
845,892
-366
| -0% | -$8.45K |
|
|
PBCT
655
DELISTED
People's United Financial Inc
PBCT
| $19M | 0.02% |
1,200,517
+9,784
| +0.8% | +$152K |
|
656
Textron
TXT
$15.3B
| $19M | 0.02% |
477,734
-13,406
| -3% | -$528K |
|
657
Vanguard Russell 2000 ETF
VTWO
$17.9B
| $19M | 0.02% |
381,264
-15,358
| -4% | -$749K |
|
|
VR
658
DELISTED
Validus Hold Ltd
VR
| $19M | 0.02% |
381,056
-136,656
| -26% | -$6.79M |
|
659
Globe Life
GL
$14.2B
| $18.8M | 0.02% |
294,215
-4,677
| -2% | -$294K |
|
660
Jazz Pharmaceuticals
JAZZ
$16.3B
| $18.8M | 0.02% |
154,712
+11,112
| +8% | +$1.5M |
|
|
SRC
661
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $18.7M | 0.02% |
312,674
-45,719
| -13% | -$2.72M |
|
662
CubeSmart
CUBE
$9.48B
| $18.7M | 0.02% |
684,510
-1,631
| -0.2% | -$46.8K |
|
|
RAD
663
DELISTED
Rite Aid Corporation
RAD
| $18.7M | 0.02% |
121,333
+276
| +0.2% | +$41.2K |
|
664
Emcor
EME
$36.4B
| $18.7M | 0.02% |
312,913
-18,586
| -6% | -$1.03M |
|
665
Murphy Oil
MUR
$5.34B
| $18.6M | 0.02% |
611,612
+53,381
| +10% | +$1.52M |
|
666
Aramark
ARMK
$14.9B
| $18.4M | 0.02% |
669,256
+37,436
| +6% | +$989K |
|
667
Affiliated Managers Group
AMG
$10.1B
| $18.3M | 0.02% |
126,567
+2,464
| +2% | +$353K |
|
668
Atara Biotherapeutics
ATRA
$78.1M
| $18.2M | 0.02% |
34,113
-11,994
| -26% | -$6.51M |
|
669
Gaming and Leisure Properties
GLPI
$12.4B
| $18.2M | 0.02% |
545,303
+14,109
| +3% | +$488K |
|
670
Leggett & Platt
LEG
$1.4B
| $18.2M | 0.02% |
398,525
-8,372
| -2% | -$430K |
|
|
GRMN
671
Garmin
GRMN
$58.7B
| $18M | 0.02% |
374,967
-508,347
| -58% | -$25.1M |
|
|
SAGE
672
DELISTED
Sage Therapeutics
SAGE
| $18M | 0.02% |
390,406
+59,350
| +18% | +$2.42M |
|
673
Crown Holdings
CCK
$13.3B
| $18M | 0.02% |
314,899
+2,929
| +0.9% | +$157K |
|
|
CIT
674
DELISTED
CIT Group Inc.
CIT
| $17.9M | 0.02% |
494,008
+32,174
| +7% | +$1.12M |
|
675
ManpowerGroup
MAN
$2.54B
| $17.9M | 0.02% |
247,087
-201,414
| -45% | -$13.9M |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.