UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Alexandria Real Estate Equities
ARE
$8.73B
| $24.4M | 0.03% |
223,949
+16,158
| +8% | +$1.76M |
|
577
ResMed
RMD
$32.5B
| $24M | 0.03% |
370,489
+17,685
| +5% | +$1.18M |
|
578
IQVIA
IQV
$38.9B
| $24M | 0.03% |
295,893
+51,280
| +21% | +$3.88M |
|
579
DexCom
DXCM
$31.2B
| $23.8M | 0.03% |
1,086,760
-187,088
| -15% | -$4.16M |
|
580
Amdocs
DOX
$5.87B
| $23.8M | 0.03% |
411,320
-25,691
| -6% | -$1.51M |
|
|
KSU
581
DELISTED
Kansas City Southern
KSU
| $23.7M | 0.03% |
253,512
-110
| -0% | -$10.4K |
|
|
AMTD
582
DELISTED
TD Ameritrade Holding Corp
AMTD
| $23.6M | 0.03% |
669,919
-5,365
| -0.8% | -$167K |
|
583
D.R. Horton
DHI
$42.4B
| $23.6M | 0.03% |
781,621
+2,114
| +0.3% | +$67.9K |
|
584
W.R. Berkley
WRB
$26.8B
| $23.5M | 0.03% |
1,374,253
+5,113
| +0.4% | +$88.4K |
|
585
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| – | – |
0
| – | – |
|
586
Fidelity National Financial
FNF
$13.8B
| $23.5M | 0.03% |
915,582
+24,179
| +3% | +$625K |
|
587
Factset
FDS
$9.89B
| $23.5M | 0.03% |
144,679
-5,757
| -4% | -$992K |
|
|
TSRO
588
DELISTED
TESARO, Inc.
TSRO
| $23.2M | 0.03% |
231,239
+97,619
| +73% | +$9.12M |
|
589
Emergent Biosolutions
EBS
$389M
| $23.1M | 0.02% |
732,558
+46,758
| +7% | +$1.36M |
|
|
HBI
590
DELISTED
Hanesbrands
HBI
| $23.1M | 0.02% |
913,075
-4,196
| -0.5% | -$111K |
|
591
Xylem
XYL
$28.5B
| $23M | 0.02% |
438,771
+9,244
| +2% | +$453K |
|
592
Wynn Resorts
WYNN
$10.5B
| $23M | 0.02% |
235,594
-2,509
| -1% | -$245K |
|
593
Sun Communities
SUI
$14.9B
| $22.9M | 0.02% |
291,940
+10,888
| +4% | +$844K |
|
594
Autoliv
ALV
$9.02B
| $22.9M | 0.02% |
297,743
+23,903
| +9% | +$1.84M |
|
595
Hanover Insurance
THG
$7.98B
| $22.9M | 0.02% |
303,572
-96,710
| -24% | -$7.68M |
|
|
CMA
596
DELISTED
Comerica
CMA
| $22.9M | 0.02% |
483,468
+3,803
| +0.8% | +$172K |
|
597
Acadia Pharmaceuticals
ACAD
$4.93B
| $22.8M | 0.02% |
716,936
+59,780
| +9% | +$2.03M |
|
598
Mid-America Apartment Communities
MAA
$15.7B
| $22.8M | 0.02% |
242,380
+11,862
| +5% | +$1.18M |
|
599
Albemarle
ALB
$14B
| $22.7M | 0.02% |
265,481
+26,497
| +11% | +$2.18M |
|
600
Celanese
CE
$4.73B
| $22.5M | 0.02% |
337,820
-10,118
| -3% | -$662K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.