UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
LKQ Corp
LKQ
$6.2B
| $25.9M | 0.03% |
731,282
+26,806
| +4% | +$929K |
|
552
Tapestry
TPR
$31.4B
| $25.8M | 0.03% |
707,030
-156,491
| -18% | -$6.2M |
|
553
Regency Centers
REG
$14.7B
| $25.8M | 0.03% |
333,137
+8,623
| +3% | +$697K |
|
|
AGU
554
DELISTED
Agrium
AGU
| $25.8M | 0.03% |
285,116
-4,757
| -2% | -$437K |
|
555
Advance Auto Parts
AAP
$3.55B
| $25.8M | 0.03% |
172,831
+13
| +0% | +$2.08K |
|
556
CarMax
KMX
$8.29B
| $25.5M | 0.03% |
477,851
-12,119
| -2% | -$687K |
|
557
Pembina Pipeline
PBA
$28B
| $25.4M | 0.03% |
836,221
+22,817
| +3% | +$687K |
|
558
Alliant Energy
LNT
$18.5B
| $25.4M | 0.03% |
663,451
+7,945
| +1% | +$312K |
|
559
TechnipFMC
FTI
$27.5B
| $25.4M | 0.03% |
1,150,592
+77,076
| +7% | +$1.56M |
|
560
American Eagle Outfitters
AEO
$3.03B
| $25.4M | 0.03% |
1,419,830
-44,642
| -3% | -$801K |
|
561
Universal Health Services
UHS
$10.2B
| $25.4M | 0.03% |
205,746
-1,965
| -0.9% | -$249K |
|
562
Ovintiv
OVV
$17.1B
| $25.3M | 0.03% |
485,284
+54,607
| +13% | +$2.45M |
|
563
8x8 Inc
EGHT
$318M
| $25.2M | 0.03% |
1,635,706
-46,050
| -3% | -$655K |
|
|
HOLX
564
DELISTED
Hologic
HOLX
| $25.2M | 0.03% |
647,904
-3,138
| -0.5% | -$118K |
|
565
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
| – | – |
0
| – | – |
|
|
BIG
566
DELISTED
Big Lots, Inc.
BIG
| $25.1M | 0.03% |
524,575
+100,686
| +24% | +$5.15M |
|
567
Huntington Bancshares
HBAN
$35.5B
| $25M | 0.03% |
2,537,651
+586,544
| +30% | +$5.59M |
|
|
WMGI
568
DELISTED
Wright Medical Group Inc
WMGI
| $25M | 0.03% |
1,017,534
+952,954
| +1,476% | +$21.9M |
|
569
Iron Mountain
IRM
$37.3B
| $24.9M | 0.03% |
663,866
-55,980
| -8% | -$2.16M |
|
570
Akamai
AKAM
$17.9B
| $24.7M | 0.03% |
466,210
+14,679
| +3% | +$786K |
|
|
PNRA
571
DELISTED
Panera Bread Co
PNRA
| $24.7M | 0.03% |
126,745
+5,557
| +5% | +$1.17M |
|
572
Pinnacle West Capital
PNW
$12.2B
| $24.6M | 0.03% |
324,154
-56,584
| -15% | -$4.41M |
|
573
Harley-Davidson
HOG
$2.66B
| $24.5M | 0.03% |
465,140
-4,149
| -0.9% | -$215K |
|
|
IPXL
574
DELISTED
Impax Laboratories, Inc.
IPXL
| $24.4M | 0.03% |
1,030,579
-390,051
| -27% | -$10.5M |
|
|
ABMD
575
DELISTED
Abiomed Inc
ABMD
| $24.4M | 0.03% |
189,907
-12,234
| -6% | -$1.47M |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.